Cowen Prime Advisors 13F annual report

Cowen Prime Advisors is an investment fund managing more than $290 billion ran by Rep Poppell. There are currently 228 companies in Poppell’s portfolio. The largest investments include PDF Solutions and Thryv Hldgs Inc Com New, together worth $66 billion.

Limited to 30 biggest holdings

$290 billion Assets Under Management (AUM)

As of 24th July 2023, Cowen Prime Advisors’s top holding is 940,175 shares of PDF Solutions currently worth over $42.4 billion and making up 14.6% of the portfolio value. Relative to the number of outstanding shares of PDF Solutions, Cowen Prime Advisors owns more than approximately 0.1% of the company. In addition, the fund holds 959,650 shares of Thryv Hldgs Inc Com New worth $23.6 billion. The third-largest holding is Inspired Entmt Inc Com worth $17.3 billion and the next is Aspen Aerogels worth $15.1 billion, with 1,911,500 shares owned.

Currently, Cowen Prime Advisors's portfolio is worth at least $290 billion. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Cowen Prime Advisors

The Cowen Prime Advisors office and employees reside in New York, New York. According to the last 13-F report filed with the SEC, Rep Poppell serves as the Chief Compliance Officer at Cowen Prime Advisors.

Recent trades

In the most recent 13F filing, Cowen Prime Advisors revealed that it had opened a new position in 3d Sys Corp Del Note 11/1 and bought 400,000 shares worth $302 million.

The investment fund also strengthened its position in Thryv Hldgs Inc Com New by buying 17,750 additional shares. This makes their stake in Thryv Hldgs Inc Com New total 959,650 shares worth $23.6 billion.

On the other hand, there are companies that Cowen Prime Advisors is getting rid of from its portfolio. Cowen Prime Advisors closed its position in Northrop Grumman Corp Com on 31st July 2023. It sold the previously owned 450 shares for $208 thousand. Rep Poppell also disclosed a decreased stake in PDF Solutions by approximately 0.1%. This leaves the value of the investment at $42.4 billion and 940,175 shares.

One of the average hedge funds

The two most similar investment funds to Cowen Prime Advisors are Timber Creek Capital Management and Cornerstone Wealth Advisors. They manage $290 billion and $290 billion respectively.


Rep Poppell investment strategy

Cowen Prime Advisors’s portfolio is diversified across 12 sectors. Currently, their heaviest sector is Technology — making up 26.3% of the total portfolio value. The fund focuses on investments in the United States as 29.4% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are large-cap stocks. Stocks with a size of more than $10 billion in market cap make up 16% of the total holdings value. On the other hand, small-cap stocks make up only 3.9% of the portfolio. The average market cap of the portfolio companies is close to $97.3 billion.

The complete list of Cowen Prime Advisors trades based on 13F SEC filings

These positions were updated on July 31st based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security Shares Owned Value Allocation
PDF Solutions Inc.
6.96%
940,175
$42,401,893,000 14.60%
Thryv Hldgs Inc Com New
1.88%
959,650
$23,607,390,000 8.13%
Inspired Entmt Inc Com
4.14%
1,176,450
$17,305,580,000 5.96%
Aspen Aerogels Inc.
14.68%
1,911,500
$15,081,735,000 5.19%
Iteris Inc New Com
4.12%
3,256,300
$12,894,948,000 4.44%
Harmonic, Inc.
0.06%
797,281
$12,892,034,000 4.44%
Digimarc Corp New Com
0.10%
420,312
$12,373,985,000 4.26%
Genius Sports Limited Shares Cl A
3.66%
1,972,600
$12,210,394,000 4.21%
Sharecare Inc Com Cl A
26.03%
5,861,000
$10,256,750,000 3.53%
PTC Inc
0.92%
60,517
$8,611,569,000 2.97%
Augmedix Inc Com
6.78%
1,341,000
$6,450,210,000 2.22%
3-d Sys Corp Del Com New
4.59%
599,033
$5,948,398,000 2.05%
Macom Tech Solutions Hldgs I Com
No change
87,028
$5,702,945,000 1.96%
Berkshire Hathaway Inc Del Cl B New
2.95%
13,160
$4,487,560,000 1.55%
Crown Castle Inc
32.66%
36,860
$4,199,828,000 1.45%
Johnson & Johnson Com
1.84%
24,500
$4,055,240,000 1.40%
Astrazeneca Plc Sponsored Adr
3.18%
51,820
$3,708,757,000 1.28%
Nve Corp Com New
1.68%
37,963
$3,699,115,000 1.27%
Transact Technologies Inc.
No change
399,440
$3,578,982,000 1.23%
Starbucks Corp Com
3.24%
35,895
$3,555,759,000 1.22%
Societal Cdmo Inc Com
4.06%
3,073,100
$3,380,410,000 1.16%
Analog Devices Inc.
No change
16,682
$3,249,820,000 1.12%
Apyx Medical Corporation Com
0.58%
605,682
$3,046,580,000 1.05%
Kornit Digital Ltd Shs
1.98%
103,040
$3,026,285,000 1.04%
Apollo Global Mgmt Inc Com
4.03%
39,270
$3,016,329,000 1.04%
Texas Instrs Inc Com
No change
16,716
$3,009,214,000 1.04%
International Flavors&fragra Com
30.38%
34,055
$2,710,437,000 0.93%
KKR & Co. Inc
3.79%
48,250
$2,702,000,000 0.93%
GSI Technology Inc
2.09%
420,670
$2,326,305,000 0.80%
Pfizer Inc.
4.40%
62,960
$2,309,373,000 0.80%
Magellan Midstream Prtnrs Lp Com Unit Rp Lp
No change
34,800
$2,168,736,000 0.75%
Microsoft Corp Com
3.07%
6,317
$2,151,191,000 0.74%
Enterprise Prods Partners L Com
No change
78,080
$2,057,408,000 0.71%
Kinder Morgan Inc Del Com
2.16%
115,460
$1,988,221,000 0.68%
Ceva Inc.
No change
71,804
$1,834,592,000 0.63%
Lantheus Hldgs Inc Com
1.82%
21,607
$1,813,259,000 0.62%
Accuray Inc
0.25%
401,438
$1,553,565,000 0.54%
International Business Machs Com
No change
10,670
$1,427,753,000 0.49%
Dow Inc
No change
25,352
$1,350,248,000 0.47%
DuPont de Nemours Inc
No change
18,745
$1,339,143,000 0.46%
Brt Apartments Corp Com
No change
63,344
$1,254,211,000 0.43%
Infinera Corp Note 2.125 9/0
3.13%
1,240,000
$1,217,841,000 0.42%
Exelon Corp Com
4.08%
29,400
$1,197,756,000 0.41%
Kopin Corp Com
0.18%
554,789
$1,192,796,000 0.41%
Ribbon Communications Inc
No change
386,603
$1,078,622,000 0.37%
Quotient Technology Inc
23.77%
274,172
$1,052,820,000 0.36%
Nutanix Inc
No change
34,430
$965,762,000 0.33%
Apple Inc
No change
4,904
$951,229,000 0.33%
Comscore Inc.
No change
1,112,100
$900,801,000 0.31%
MetLife, Inc.
No change
15,750
$890,348,000 0.31%
Gannett Co Inc.
No change
393,940
$886,365,000 0.31%
Golub Cap Bdc Inc Com
No change
59,000
$796,500,000 0.27%
Neogenomics Inc Com New
5.88%
38,400
$617,088,000 0.21%
Deere & Co Com
No change
1,500
$607,785,000 0.21%
Constellation Energy Corp Com
6.08%
6,425
$588,209,000 0.20%
Corteva Inc
No change
10,252
$587,440,000 0.20%
Cognyte Software Ltd Ord Shs
No change
92,000
$560,280,000 0.19%
Kyndryl Hldgs Inc Common Stock
2.74%
37,480
$497,734,000 0.17%
Novo-nordisk A S Adr
No change
3,000
$485,490,000 0.17%
Energy Transfer L P Com Ut Ltd Ptn
No change
38,000
$482,600,000 0.17%
Teva Pharmaceutical Inds Ltd Sponsored Ads
1.61%
63,040
$474,691,000 0.16%
Neogen Corp Com
No change
20,200
$439,350,000 0.15%
Leonardo DRS, Inc.
No change
24,500
$424,830,000 0.15%
Blackstone Inc
No change
4,134
$384,338,000 0.13%
Exxon Mobil Corp Com
No change
3,370
$361,433,000 0.12%
Trane Technologies Plc Shs
No change
1,850
$353,831,000 0.12%
Alphabet Inc Cap Stk Cl C
No change
2,923
$353,595,000 0.12%
Mediwound Ltd Shs New
46.72%
33,409
$350,795,000 0.12%
Seagate Technology Hldngs Pl Ord Shs
No change
5,650
$349,566,000 0.12%
Alphabet Inc Cap Stk Cl A
No change
2,800
$335,160,000 0.12%
Allot Ltd Shs
No change
103,339
$326,551,000 0.11%
National Resh Corp Com New
No change
7,000
$304,570,000 0.10%
3d Sys Corp Del Note 11/1
Opened
400,000
$302,252,000 0.10%
General Electric Co Com New
No change
2,681
$294,508,000 0.10%
Ares Capital Corp Com
No change
15,000
$281,850,000 0.10%
Pharming Group Nv Spon Ads
No change
22,460
$261,659,000 0.09%
Unitedhealth Group Inc
No change
517
$248,491,000 0.09%
Volitionrx Ltd Com
1.71%
178,738
$248,446,000 0.09%
Franchise Group, Inc.
89.02%
8,485
$243,010,000 0.08%
Mplx Lp Com Unit Rep Ltd
No change
6,809
$231,097,000 0.08%
Durect Corp Com New
No change
45,550
$225,473,000 0.08%
Ares Management Corporation Cl A Com Stk
No change
2,300
$221,605,000 0.08%
Annaly Capital Management In Com New
5.47%
10,800
$216,108,000 0.07%
Crescent Cap Bdc Inc Com
No change
14,260
$215,896,000 0.07%
Jpmorgan Chase & Co Com
No change
1,449
$210,743,000 0.07%
Paychex Inc.
No change
1,800
$201,366,000 0.07%
Oxford Square Cap Corp Com
33.32%
74,940
$198,591,000 0.07%
Ecolab, Inc.
No change
1,051
$196,211,000 0.07%
Lennar Corp.
No change
1,500
$187,965,000 0.06%
Lockheed Martin Corp Com
No change
400
$184,152,000 0.06%
Abbvie Inc
47.92%
1,304
$175,688,000 0.06%
Verizon Communications Inc
No change
4,367
$162,409,000 0.06%
Healthpeak Properties Inc.
No change
8,000
$160,800,000 0.06%
Kaleyra Inc
No change
23,631
$159,273,000 0.05%
RumbleON Inc
28.09%
12,800
$158,208,000 0.05%
Cytosorbents Corp Com New
8.14%
42,301
$151,861,000 0.05%
Quicklogic Corp Com New
No change
15,808
$145,276,000 0.05%
Corning, Inc.
No change
3,750
$131,400,000 0.05%
Global Partners Lp Com Units
No change
4,150
$127,530,000 0.04%
Applied Dna Sciences Inc
No change
98,301
$126,808,000 0.04%
Chromadex Corp Com New
No change
79,557
$124,904,000 0.04%
Sempra Com
No change
800
$116,472,000 0.04%
Bristol-myers Squibb Co Com
14.29%
1,800
$115,110,000 0.04%
Ingersoll Rand Inc.
No change
1,632
$106,668,000 0.04%
Tesla Inc
No change
400
$104,708,000 0.04%
Rithm Capital Corp Com New
101.82%
11,100
$103,785,000 0.04%
Western Midstream Partners L Com Unit Lp Int
No change
3,813
$101,121,000 0.03%
Philip Morris Intl Inc Com
No change
1,000
$97,620,000 0.03%
Orbital Infrastructure Grp I Com
Opened
44,618
$95,483,000 0.03%
Empire St Rlty Op L P Unit Ltd Prtnsp
No change
12,904
$94,844,000 0.03%
Everspin Technologies Inc
9.19%
9,887
$91,059,000 0.03%
Procter And Gamble Co Com
No change
600
$91,044,000 0.03%
Vanguard Index Fds Mid Cap Etf
No change
413
$90,926,000 0.03%
Vishay Intertechnology, Inc.
No change
2,804
$82,438,000 0.03%
Allegion Plc Ord Shs
No change
666
$79,933,000 0.03%
Unilever Plc Spon Adr New
No change
1,493
$77,830,000 0.03%
Lowes Cos Inc Com
No change
340
$76,738,000 0.03%
Suburban Propane Partners L Unit Ltd Partn
No change
5,013
$74,192,000 0.03%
Ge Healthcare Technologies I Common Stock
No change
890
$72,304,000 0.02%
Kimberly-clark Corp Com
No change
500
$69,030,000 0.02%
Paypal Hldgs Inc Com
No change
1,034
$68,999,000 0.02%
Bank Montreal Que Com
No change
753
$68,003,000 0.02%
Altria Group Inc.
No change
1,500
$67,950,000 0.02%
Emerson Elec Co Com
No change
750
$67,793,000 0.02%
Dominion Energy Inc
No change
1,300
$67,327,000 0.02%
Mativ Holdings Inc Com
No change
4,000
$60,480,000 0.02%
Coca Cola Co Com
No change
1,000
$60,220,000 0.02%
Synchronoss Technologies Inc
No change
64,349
$59,787,000 0.02%
United Parcel Service, Inc.
No change
327
$58,615,000 0.02%
Advanced Micro Devices Inc.
No change
500
$56,955,000 0.02%
Abbott Labs Com
No change
500
$54,510,000 0.02%
Intel Corp Com
No change
1,600
$53,504,000 0.02%
Mercury Sys Inc Com
7.14%
1,500
$51,885,000 0.02%
Mcdonalds Corp Com
75.64%
161
$48,044,000 0.02%
Plains All Amern Pipeline L Unit Ltd Partn
No change
3,400
$47,940,000 0.02%
Oracle Corp Com
No change
394
$46,921,000 0.02%
Ebay Inc. Com
No change
1,000
$44,690,000 0.02%
NNN REIT Inc
No change
1,000
$42,790,000 0.01%
Darden Restaurants, Inc.
No change
250
$41,770,000 0.01%
Schlumberger Ltd Com Stk
No change
835
$41,015,000 0.01%
Research Solutions, Inc.
No change
20,000
$40,800,000 0.01%
American Elec Pwr Co Inc Com
No change
450
$37,890,000 0.01%
Targa Res Corp Com
No change
496
$37,746,000 0.01%
Stratasys Ltd Shs
No change
2,000
$35,520,000 0.01%
American Express Co Com
No change
200
$34,840,000 0.01%
Meta Platforms Inc
No change
121
$34,725,000 0.01%
Ishares Tr Russell 2000 Etf
No change
185
$34,645,000 0.01%
Pepsico Inc Com
21.74%
180
$33,340,000 0.01%
Williams Cos Inc
No change
1,000
$32,630,000 0.01%
Ford Mtr Co Del Com
No change
2,000
$30,260,000 0.01%
Uphealth Inc Com New
No change
15,584
$29,298,000 0.01%
Cassava Sciences Inc
No change
1,143
$28,026,000 0.01%
Ginkgo Bioworks Holdings Inc Cl A Shs
No change
15,000
$27,900,000 0.01%
Morgan Stanley Com New
No change
318
$27,157,000 0.01%
Colgate Palmolive Co Com
No change
350
$26,964,000 0.01%
Capstone Green Energy Corp Com
No change
18,569
$22,283,000 0.01%
Bank America Corp Com
No change
760
$21,804,000 0.01%
Eaton Vance Tax-managed Glob Com
No change
2,700
$21,384,000 0.01%
Sysco Corp Com
No change
232
$17,214,000 0.01%
Barrick Gold Corp Com
No change
1,000
$16,930,000 0.01%
AT&T Inc.
No change
973
$15,519,000 0.01%
Brighthouse Finl Inc Com
No change
326
$15,436,000 0.01%
Apa Corporation Com
No change
450
$15,377,000 0.01%
Baker Hughes Company Cl A
No change
400
$12,644,000 0.00%
Kraft Heinz Co Com
No change
333
$11,822,000 0.00%
Helmerich & Payne, Inc.
No change
300
$10,635,000 0.00%
Novartis Ag Sponsored Adr
No change
100
$10,091,000 0.00%
Cisco Sys Inc Com
No change
188
$9,727,000 0.00%
Msc Indl Direct Inc Cl A
No change
100
$9,528,000 0.00%
Wabtec Com
16.33%
82
$8,993,000 0.00%
Chemours Co Com
No change
220
$8,116,000 0.00%
Viavi Solutions Inc
No change
712
$8,067,000 0.00%
Prospect Cap Corp Com
No change
1,300
$8,060,000 0.00%
Lumentum Hldgs Inc Com
No change
142
$8,056,000 0.00%
Quantumscape Corp Com Cl A
No change
1,000
$7,990,000 0.00%
Broadcom Inc.
No change
9
$7,807,000 0.00%
Lilly Eli & Co Com
No change
16
$7,504,000 0.00%
Vishay Precision Group Inc
No change
200
$7,430,000 0.00%
Eaton Corp Plc Shs
No change
35
$7,039,000 0.00%
Merck & Co Inc
87.15%
59
$6,808,000 0.00%
Shell Plc Spon Ads
No change
112
$6,763,000 0.00%
Raytheon Technologies Corp Com
No change
65
$6,367,000 0.00%
Citigroup Inc Com New
No change
134
$6,169,000 0.00%
HP Inc
No change
200
$6,142,000 0.00%
Manulife Finl Corp Com
No change
320
$6,051,000 0.00%
Visa Inc
No change
23
$5,462,000 0.00%
Totalenergies Se Sponsored Ads
No change
93
$5,361,000 0.00%
Suncor Energy Inc New Com
No change
178
$5,219,000 0.00%
Lam Research Corp Com
No change
8
$5,143,000 0.00%
Solid Power Inc Class A Com
No change
2,000
$5,080,000 0.00%
Las Vegas Sands Corp Com
No change
86
$4,988,000 0.00%
Mondelez International Inc.
No change
68
$4,960,000 0.00%
Blackrock Inc.
No change
7
$4,838,000 0.00%
Waste Mgmt Inc Del Com
No change
26
$4,509,000 0.00%
Toronto Dominion Bk Ont Com New
No change
72
$4,465,000 0.00%
Boeing Co Com
No change
21
$4,434,000 0.00%
Te Connectivity Ltd Shs
No change
30
$4,205,000 0.00%
Garmin Ltd Shs
No change
40
$4,172,000 0.00%
Diageo Plc Spon Adr New
No change
23
$3,990,000 0.00%
Disney Walt Co Com
No change
44
$3,928,000 0.00%
Electronic Arts, Inc.
No change
29
$3,761,000 0.00%
Cognizant Technology Solutio Cl A
No change
56
$3,656,000 0.00%
Thermo Fisher Scientific Inc.
No change
7
$3,652,000 0.00%
Spdr Gold Tr Gold Shs
No change
20
$3,565,000 0.00%
Union Pac Corp Com
No change
17
$3,479,000 0.00%
Celanese Corp Del Com
No change
30
$3,474,000 0.00%
Interpublic Group Cos Inc Com
No change
90
$3,472,000 0.00%
Lennar Corp.
No change
30
$3,389,000 0.00%
Hewlett Packard Enterprise C Com
No change
200
$3,360,000 0.00%
Halliburton Co Com
No change
100
$3,299,000 0.00%
eHealth Inc
No change
405
$3,256,000 0.00%
Cvs Health Corp Com
No change
46
$3,180,000 0.00%
Nike, Inc.
No change
27
$2,980,000 0.00%
Warner Bros Discovery Inc Com Ser A
No change
233
$2,922,000 0.00%
Hasbro, Inc.
No change
44
$2,850,000 0.00%
Booking Holdings Inc
No change
1
$2,700,000 0.00%
Regions Financial Corp New Com
No change
151
$2,691,000 0.00%
Fidelity Natl Information Sv Com
No change
47
$2,571,000 0.00%
Occidental Pete Corp W Exp 08/03/202
No change
68
$2,538,000 0.00%
Target Corp Com
No change
18
$2,374,000 0.00%
PENN Entertainment Inc
No change
75
$1,802,000 0.00%
Alcon Ag Ord Shs
No change
20
$1,657,000 0.00%
Lightning Emotors Inc Com
Opened
150
$540,000 0.00%
Dxc Technology Co Com
Opened
16
$428,000 0.00%
Bausch Health Cos Inc Com
Opened
26
$208,000 0.00%
Northrop Grumman Corp Com
Closed
450
$208,000
T2 Biosystems Inc Com New
No change
1,684
$119,000 0.00%
Dcp Midstream Lp Com Ut Ltd Ptn
Closed
1,600
$66,000
Syros Pharmaceuticals Inc Com New
No change
13
$41,000 0.00%
Greenlane Hldgs Inc Cl A New
Opened
20
$19,000 0.00%
Organon & Co Common Stock
Closed
40
$1,000
No transactions found
Showing first 500 out of 231 holdings