Chapin Asset Management, Inc. (Greenwich)

Chapin Asset Management, Inc. is an adviser based in Greenwich. It manages $37.67 million of regulatory assets for 37 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and South Carolina.

Chapin Asset Management provides financial planning services, portfolio management for individuals and small businesses, and investment research & analysis. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chapin Asset Management: assets under management

The assets under management (AUM) of Chapin Asset Management, Inc. is $37.67 million. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.74 million in discretionary accounts and $8.93 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $927.08 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.49 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chapin Asset Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chapin Asset Management, Inc.

Ronald Sages has been acting as President since 1 Jan 1993. Betsy B Sages joined the executive team most recently as the Secretary/Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Sages	Managing director/president	1 Jan 1993	75% - 100%	2365133
Ronald Alan Sages	Managing director/president	1 Jan 1993	75% - 100%	2365133
Betsy B Sages	Secretary/treasurer	1 Dec 2003	Other	4749091

Based in Greenwich

The principal office where Chapin Asset Management, Inc. performs its advisory services is located at 21 Roberta Lane, Greenwich, CT 06830 The mailing address of the firm is 15 East Putnam Avenue, Greenwich, CT 06830. An additional office of the firm is in Hilton Head Island, SC. It doesn’t run an office outside of the United States.