Delaroche & Co Inc (Glendale)

Delaroche & Co Inc is an adviser based in Glendale. It manages $37.66 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Hawaii.

Delaroche & provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Delaroche &: assets under management

The assets under management (AUM) of Delaroche & Co Inc is $37.66 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.35 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Delaroche & Co Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Delaroche & Co Inc

Kevin John Williams has been acting as President since 1 Apr 1986. Deanna Maureen Hemphill joined the executive team most recently as the Compliance Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin John Williams	President	1 Apr 1986	75% - 100%	467999
Deanna Maureen Hemphill	Compliance manager	1 Mar 2002	75% - 100%	6045426

Based in Glendale

The principal office where Delaroche & Co Inc performs its advisory services is located at 3715 Market Street, Suite 112, Glendale, CA 91208 3437, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.