Pce Investors Limited (London)

Name: Pce Investors Limited
Address: 5 11 Regent Street, London, Sw1 Y 4 Lr
Telephone: +44(0)2074519600

Pce Investors Limited is an adviser based in London. It manages $720.52 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2005.

Pce Investors Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pce Investors Limited: assets under management

The assets under management (AUM) of Pce Investors Limited is $720.52 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 380% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $720.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.04 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pce Investors Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pce Investors Limited

Terrence Patrick Duffy has been acting as President since 1 May 2009. John David Mattimore joined the executive team most recently as the Chief Risk Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher John Day	Cheif compliance officer	1 Dec 2001	Other	5078256
Sta Holdings Ltd	Corporation	1 Aug 2004	75% - 100%	04936333
Christopher John Day	Chief executive officer, chief compliance officer	1 Jan 2008	Other	5078256
Ubequity Capital Partners Inc.	Owner	1 Jan 2008	50% - 75%	foreign
Paul Edmund Heney	Director	1 Sep 2008	Other	5682461
Sw1 Capital Lp	Majority holder	1 Apr 2009	75% - 100%	mc-23945
Terrence Patrick Duffy	Director	1 May 2009	Other	5682458
Simon Luhr	Chief executive officer, director	1 Jun 2009	Other	5078256
Neill Ebers	Chief compliance officer, director	1 Jun 2009	Other	5078856
Christopher Rodney Sturdee	Chief compliance officer	1 Jul 2009	Other	5020112
Michael John Powell	Director	1 Feb 2010	Other	5807508
Stephen Carl Penney	Chief financial officer	1 Mar 2010	Other	5807511
John David Mattimore	Chief risk officer	1 Jul 2010	Other	5938935

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bill Calsbeck	Owner	1 Apr 1983	75% - 100%	5540252
Bill Calsbeck	Owner	1 Feb 2000	75% - 100%	5540252
Martin Jeffrey Doane	Owner	1 Jan 2002	75% - 100%	5540254
Sonny David Williams Schneider	M.d	1 Aug 2004	50% - 75%	5065257
Martin Jeffrey Doane	Owner	1 Oct 2006	75% - 100%	5540254
Bgc Consultants Limited	Shareholder	1 Jan 2008	25% - 50%	foreign
Snaptwice Ventures Corp.	Shareholder	1 Jan 2008	25% - 50%	foreign
Bgc Consultants Inc	Shareholder	1 Jan 2008	25% - 50%	foreign
Sw1 Capital G.P. Limited	Owner	1 Feb 2008	75% - 100%	foreign
Simon Luhr	Shareholder	1 Feb 2008	50% - 75%	5078256
Terrence Patrick Duffy	Shareholder	1 Dec 2008	50% - 75%	5682458
Terrence Patrick Duffy	Trustee	1 Aug 2009	75% - 100%	5682458
Blackbriar Holdings Inc	Shareholder	1 Aug 2009	75% - 100%	foreign
Sw19 Holdings Limited	Shareholder	1 Oct 2009	50% - 75%	foreign

Based in London

The principal office where Pce Investors Limited performs its advisory services is located at 5 11 Regent Street, London, Sw1 Y 4 Lr, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44(0)2074519600 or by fax +44(0)2078393955. The normal business hours are 9-6 on Monday - Friday. You can find more information about the New York firm at www.pceinvestors.com.