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Cibc Oppenheimer Advisers LLC (New York)


Cibc Oppenheimer Advisers LLC is a large advisory firm based in New York. It manages $720.94 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001.

Cibc Oppenheimer Advisers provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cibc Oppenheimer Advisers: assets under management

The assets under management (AUM) of Cibc Oppenheimer Advisers LLC is $720.94 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $720.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $102.99 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cibc Oppenheimer Advisers LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bruyette & Woods Inc. Keefe 100% shareholder 1 Jan 1973 75% - 100% 13-1964616
Oppenheimer Holdings Inc. 100% owner 1 Oct 1983 75% - 100% 98-0080034
E.A. Viner International Co. 100% owner 1 Oct 1986 75% - 100% 76-148280
Cibc World Markets Holdings Inc. 100% shareholder 1 Nov 1997 75% - 100% 13-3216517
Cibc Delaware Holdings Inc. 98% shareholder 1 Mar 1998 75% - 100% 13-3990004
Cibc World Markets Inc. 83% shareholder 1 Apr 1998 75% - 100% canadian company
Canadian Imperial Bank Of Commerce 100% shareholder 1 Sep 2000 75% - 100% canadian company

Based in New York

The principal office where Cibc Oppenheimer Advisers LLC performs its advisory services is located at 200 Park Avenue, New York, NY 10166, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-667-4225 or by fax 212-667-4975. The normal business hours are 9:00am - 5:00pm on Monday - Friday.


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