Baird Capital Partners Management Company V, LLC (Milwaukee)

Name: Baird Capital Partners Management Company V, LLC
Address: 777 East Wisconsin Avenue, Milwaukee, WI, 53202
Telephone: 414-765-3500

Baird Capital Partners Management Company V, LLC is a large advisory firm based in Milwaukee. It manages $165.28 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008.

Baird Capital Partners Management Company V provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Baird Capital Partners Management Company V: assets under management

The assets under management (AUM) of Baird Capital Partners Management Company V, LLC is $165.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1652799900% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $165.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.09 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Baird Capital Partners Management Company V, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Baird Capital Partners Management Company V serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Baird Capital Partners Management Company V is pooled investment vehicles with 2 clients and $147.59 million of assets under management. Among the 11 most similar advisory firms, Baird Capital Partners Management Company V has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $165.28 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Baird Capital Partners Management Company V also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Baird Capital Partners Management Company V, LLC

The company employs 10 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert W. Baird & Co. Incorporated	Member	1 Sep 2008	75% - 100%	8158
Paul Edward Purcell	Investment committee member	1 Sep 2008	Other	844873
Paul Lee Schultz	Secretary and chief legal officer	1 Sep 2008	Other	1965163
Gordon George Pan	Member, inv. committee member, principal	1 Sep 2008	Other	2085716
David Paul Pelisek	Member, investment committee member, principal	1 Sep 2008	Other	2452349
Charles Andrew Brickman	Member, investment committee member, principal	1 Sep 2008	Other	1576819
Randall Arthur Mehl	Member, investment committee member, principal	1 Sep 2008	Other	2638633
Paul John Carbone	Member, mng. dir, inv. committee member	1 Sep 2008	Other	2147108
Todd Steven Nichol	Chief compliance officer	1 Sep 2008	Other	1121798
Robert John Venable	Investment committee member	1 Sep 2008	Other	2745987
Steven Gregory Booth	Investment committee member	1 Jan 2014	Other	2147388
Robert Douglas Ospalik	Investment committee member	1 Jan 2014	Other	3062149
Angela Marie Palmer	Chief compliance officer	1 Mar 2014	Other	4915568
Michael E Bernstein	Member, investment committee member, principal	1 Dec 2014	Other	6337389
Michael Evan Bernstein	Member, investment committee member, principal	1 Dec 2014	Other	6337389

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Baird Financial Corporation	Shareholder	1 Dec 1982	75% - 100%	39-1289533
Baird Holding Company	Shareholder	1 May 2001	75% - 100%	39-2027336
Inc. Baird Financial Group	Shareholder	1 Aug 2012	75% - 100%	80-0844225

Based in Milwaukee

The principal office where Baird Capital Partners Management Company V, LLC performs its advisory services is located at 777 East Wisconsin Avenue, Milwaukee, WI 53202, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 414-765-3500 or by fax 414-298-7800. The normal business hours are 8:00 am to 5:00 pm central on Monday - Friday. You can find more information about the New York firm at rwbaird.com.