Commerzbank Capital Markets Corp. (New York)

Commerzbank Capital Markets Corp. is a large advisory firm based in New York. It manages $165.41 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001.

Commerzbank Capital Markets Corp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Commerzbank Capital Markets Corp: assets under management

The assets under management (AUM) of Commerzbank Capital Markets Corp. is $165.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $165.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.38 million each.

Careers at Commerzbank Capital Markets Corp.

Hans Joachim Doepp has been acting as President since 1 Jan 2005. Lawrence Harris List joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Commerzbank Ag	Parent	1 Feb 1988	75% - 100%	00000000
Klauspeter Muller	Director	1 Apr 1995	Other	2622389
Klaus Manfred Patig	Chairman of the board	1 Feb 1996	Other	2752002
Udo Braun	Managing director	1 Dec 1996	Other	2897104
Mehmet Dalman	Director	1 Oct 1998	Other	3140686
Uwe Gerhard Paul Westphal	Srop, crop, first vp	1 Feb 1999	Other	2622373
Michael David Lewis	Manager	1 Feb 1999	Other	1222703
Michael Patrick Walsh	Head of operations	1 Feb 1999	Other	1060871
Ivy Hwang	General counsel	1 Apr 1999	Other	1947236
Linda Nina Cassano	Director of compliance	1 Dec 1999	Other	1461734
Mark Gerard Downey	Senior vice president/chief financial officer	1 Mar 2000	Other	2517476
Ricardo Alejandro Pascoe	Managing director	1 Nov 2000	Other	2984919
Harry Joseph Jr Lundgren	Vice president/director of compliance	1 Jun 2001	Other	1487570
Eduardo Consolini Bastida	Senior registered options principal	1 Jun 2001	Other	2717768
Bernd Loewen	Director; managing director/head of infrastructure	1 Jan 2002	Other	4465215
Mehmet Dalman	Chairman, board of directors	1 Mar 2002	Other	3140686
Hermann Buerger	Director	1 Mar 2002	Other	2589345
Peter Mark Richardson	Director	1 Mar 2002	Other	2720068
Yury Shmuylovich	Senior registered options principal	1 May 2002	Other	3210304
William Jude Bonde	Head of alternative investment strategies	1 Jun 2002	Other	2416875
Klaus Manfred Patig	Director	1 Jul 2002	Other	2752002
Omar Hugh Bayoumi	Director; managing director/chief executive officer	1 Jun 2003	Other	4680681
Robert Powers Jr Lord	Senior vice president/general counsel	1 Aug 2003	Other	1789956
Hans Joachim Doepp	Director	1 Jan 2005	Other	4912627
Nicholas Roy Richard Teller	Director; chairman of the board of directors	1 Jan 2005	Other	4909304
Hans Joachim Doepp	Director	1 Mar 2005	Other	4912627
Matthew Pierce Kennedy	Chief executive officer; director	1 Nov 2005	Other	1765883
James Edward Moodhe	Head of finance	1 Jan 2006	Other	1293136
James Edward Curran	Head of finance	1 May 2006	Other	2870558
Michael Paul Reuther	Director	1 Feb 2007	Other	5515641
Harry Peter Yergey	Director	1 Feb 2008	Other	5520031
Michael Carl Sulfaro	Chief compliance officer	1 Jul 2009	Other	2483562
Daniel Bruk	Chief compliance officer	1 Aug 2009	Other	2211091
Lawrence Harris List	Chief operating officer	1 Jan 2010	Other	2713411

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Sonderfonds Finanzmarktstabilisierung ("Soffin")	Shareholder	1 Jun 2009	25% - 50%	foreign

Based in New York

The principal office where Commerzbank Capital Markets Corp. performs its advisory services is located at 2 World Financial Center, New York, NY 10281 1050, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.