Falcon E & P Opportunities Gp, LLC (Dallas)

Falcon E & P Opportunities Gp, LLC is a related adviser based in Dallas. It manages $74.11 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

Falcon E & P Opportunities Gp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Falcon E & P Opportunities Gp: assets under management

The assets under management (AUM) of Falcon E & P Opportunities Gp, LLC is $74.11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $74.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $74.11 million each.

Falcon E & P Opportunities Gp has custody of $57.07 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Falcon E & P Opportunities Gp, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Falcon E & P Opportunities Gp serves?

The only and largest group of clients of Falcon E & P Opportunities Gp is pooled investment vehicles with 1 clients and $74.11 million of assets under management. Among the 6 most similar advisory firms, Falcon E & P Opportunities Gp has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $74.11 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Falcon E & P Opportunities Gp also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $3,000,000 for each fund.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James David Dondero	Shareholder	1 Feb 2011	75% - 100%	2477893
Mark Kiyoshi Okada	Shareholder	1 Feb 2011	25% - 50%	2477897
Llc Hcms Falcon Gp	Member	1 Feb 2012	Other	27-1383558
Inc Highland Capital Management Services	Member	1 Feb 2012	75% - 100%	75-2911984

Based in Dallas

The principal office where Falcon E & P Opportunities Gp, LLC performs its advisory services is located at 3333 Lee Parkway, Dallas, TX 75219, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.