Hottinger Brothers LLC (New York)

Hottinger Brothers LLC is a mid-sized advisory firm based in New York. It manages $74.03 million of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California and New York.

Hottinger Brothers provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hottinger Brothers: assets under management

The assets under management (AUM) of Hottinger Brothers LLC is $74.03 million. The firm's AUM has grown by 7522% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $56.32 million in discretionary accounts and $17.72 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.12 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $843.63 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hottinger Brothers LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hottinger Brothers LLC

Rodolphe Eric Hottinger has been acting as President since 1 Apr 2004. Frederic Hottinger joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rudolf Millisits	President, cfo	1 Apr 2004	Other	1834642
Rodolphe Eric Hottinger	Chairman	1 Apr 2004	25% - 50%	1034195
Frederic Gabriel Hottinguer	Vice chairman	1 Apr 2004	25% - 50%	4814577
Philippe Robert Comby	Chief investment officer, svp	1 Apr 2004	Other	4348020
Alfred Suter	Senior vice president	1 Apr 2004	Other	4209461
Hottinger Financiere Henri Hottinger Ag	Shareholder	1 Dec 2005	50% - 75%	980488025
Mil Asset Management Co.	Shareholder	1 Jul 2008	25% - 50%	26-2970851
Pc Asset Optimization Corp.	Shareholder	1 Jul 2008	Other	26-2970923
As Kenilworth Asset Management Co	Shareholder	1 Jul 2008	Other	26-2970989
Hottinger Finanz Und Treuhand Ag	Shareholder	1 Dec 2010	50% - 75%	98-0697542
Antonella Brogno	Chief compliance officer	1 Dec 2010	Other	5585282
Frederic Hottinger	Manager	1 Oct 2012	Other	4348003
Joerg Auf Der Maur	Manager	1 Oct 2012	Other	4335873
Paul Edmond Pierre De Pourtales Schickler	Manager	1 Oct 2012	Other	6144810

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rudolf Millisits	Shareholder	1 Jul 2008	75% - 100%	1834642
Philippe Robert Comby	Shareholder	1 Jul 2008	75% - 100%	4348020
Alfred Suter	Shareholder	1 Jul 2008	75% - 100%	4209461

Based in New York

The principal office where Hottinger Brothers LLC performs its advisory services is located at 1270 Avenue Of The Americas, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-332-7930 or by fax 212-332-7931. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.