Act Two Investors LLC (Santa Cruz)

Act Two Investors LLC is a large advisory firm based in Santa Cruz. It manages $183.73 million of regulatory assets for 74 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Act Two Investors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Act Two Investors: assets under management

The assets under management (AUM) of Act Two Investors LLC is $183.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $183.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.48 million each.

Investments

The firm invests in exchange traded securities the most. They account for 83% of the total AUM. The second-largest asset type is investment and business development companies, which make up 15% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Act Two Investors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Act Two Investors serves?

The only and largest group of clients of Act Two Investors is high net worth individuals with 51 clients and $179.03 million of assets under management. Among the 10 most similar advisory firms, Act Two Investors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $179.03 million for 51 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Act Two Investors doesn't advise any private funds.

Based in Santa Cruz

The principal office where Act Two Investors LLC performs its advisory services is located at 641 Escalona Drive, Santa Cruz, CA 95060, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.