Los Angeles Capital Management And Equity Research, Inc. (Los Angeles)


Los Angeles Capital Management And Equity Research, Inc. is a large advisory firm based in Los Angeles. It manages $25.96 billion of regulatory assets for 66 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

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Los Angeles Capital Management And Equity Research provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Los Angeles Capital Management And Equity Research: assets under management

The assets under management (AUM) of Los Angeles Capital Management And Equity Research, Inc. is $25.96 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1016% since the beginning of its operation, and $7.46 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $25.96 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $393.3 million each.
Los Angeles Capital Management And Equity Research has custody of $4.13 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Los Angeles Capital Management And Equity Research, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Dellwyn Stevens serves?

The firm provides services to investment companies, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Thomas Dellwyn Stevens is pension and profit sharing plans with 15 clients and $7.6 billion of assets under management. Among the 10 most similar advisory firms, Los Angeles Capital Management And Equity Research has the 2nd highest percentage of pension and profit sharing plans out of all clients.


The amount of regulatory assets under management is $25.35 billion for 37 clients. 22% of the firm’s clients are foreign persons or businesses.

Los Angeles Capital Management And Equity Research also advises several private funds. Namely, five hedge funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Los Angeles Capital Management And Equity Research, Inc.

The company employs 82 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Dellwyn Stevens has been acting as President since 1 Jan 2002. Hal William Reynolds has served as the Chief Investment Officer since 1 Jan 2002. Stuart Kei Matsuda joined the executive team most recently as the Chief Trading Officer / Board Member (Class A Shareholder).

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Thomas Dellwyn Stevens Chairman/president/principal (class a shareholder) 1 Jan 2002 25% - 50% 1377788
Hal William Reynolds Chief investment officer/principal (class a shareholder) 1 Jan 2002 25% - 50% 4123519
Stuart Kei Matsuda Director of trading/principal (class a shareholder) 1 Jan 2002 Other 4431991
David Russell Borger Director 1 Jan 2002 Other 4501777
Christine Marie Kugler Director 1 Jan 2004 Other 4764641
Carin Lynn Madden Associate 1 Jul 2005 Other 5038661
Jennifer Elizabeth Reynolds Senior analyst 1 Jul 2005 Other 5038665
Michael Jerome Paschal Director of it 1 Jul 2005 Other 5038668
Iman Movahed Research associate 1 Dec 2005 Other 5096708
Dan Merrick Dement Research associate 1 Dec 2006 Other 5317533
Jennifer Elizabeth Reynolds Chief compliance officer/cfo/principal (class a shareholder) 1 Nov 2007 Other 5038665
Daniel Earle Allen Director of global equities/principal (class a shareholder) 1 Sep 2010 Other 5313660
Steve Oetomo Director of it/principal (class a shareholder) 1 Jan 2011 Other 5886629
Bradford Rowe Director of factor research/principal (class a shareholder) 1 Jan 2011 Other 5886632
Edward Rackham Director of risk management 1 Mar 2011 Other 6034695
Steve Oetomo Chief technology officer (class a shareholder) 1 Jun 2016 Other 5886629
Daniel Earle Allen President / board member (class a shareholder) 1 Jan 2017 Other 5313660
Stuart Kei Matsuda Chief trading officer / board member (class a shareholder) 1 Feb 2017 Other 4431991
Linda Daves Barker Chief legal officer / general counsel / corporate secretary (class b shareholder) 1 Feb 2017 Other 6769916
Carin Lynn Madden Chief portfolio operations officer (class a shareholder) 1 Feb 2017 Other 5038661

Based in Los Angeles

The principal office where Los Angeles Capital Management And Equity Research, Inc. performs its advisory services is located at 11150 Santa Monica Boulevard, Los Angeles, CA 90025 The mailing address of the firm is 11150 Santa Monica Blvd., Los Angeles, CA 90025. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-479-9998 or by fax 310-479-9930. The normal business hours are 6:30a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at lacapm.com/.