Gc Opal Advisors LLC (Chicago)

Name: Gc Opal Advisors LLC
Address: 150 South Wacker Ave, Chicago, IL, 60606
Telephone: 312 205-5050

Gc Opal Advisors LLC is a large advisory firm based in Chicago. It manages $26.01 billion of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Illinois, New York, North Carolina, and Virgin Islands, U.S..

Gc Opal Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gc Opal Advisors: assets under management

The assets under management (AUM) of Gc Opal Advisors LLC is $26.01 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and $25.8 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $26.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $722.62 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gc Opal Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David B Golub serves?

The only and largest group of clients of David B Golub is pooled investment vehicles with 36 clients and $26.01 billion of assets under management. Among the 11 most similar advisory firms, Gc Opal Advisors has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $26.01 billion for 36 clients. 92% of the firm’s clients are foreign persons or businesses.

Gc Opal Advisors also advises several private funds. Namely, seventeen hedge funds and twenty four securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $250,000.

Careers at Gc Opal Advisors LLC

The company employs 406 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David B Golub has been acting as President since 1 Jul 2017. Lp Gcdm Holdings joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence Eric Golub	Chairman, chief executive officer, co-general counsel	1 Jul 2017	Other	1311171
David B Golub	President	1 Jul 2017	Other	1767789
Francis Patrick Straub Iii	Chief financial officer, chief administrative officer	1 Jul 2017	Other	5544060
Joshua Mark Levinson	Co-general counsel and chief compliance officer	1 Jul 2017	Other	5973336
Llc Gc Pe Holdings	Member	1 Jul 2017	75% - 100%	46-1164795
Pierre Olivier Lamoureux	Chief financial officer	1 Mar 2018	Other	4816563
Lp Gcdm Holdings	Member	1 Aug 2018	75% - 100%	83-1325039

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence Eric Golub	Manager	1 Jul 2012	Other	1311171
David B Golub	Manager	1 Jul 2012	Other	1767789
Llc Whitehall Capital Investors New Pe	Member	1 Sep 2012	50% - 75%	61-1698778
Lawrence Eric Golub	Manager	1 Sep 2012	Other	1311171
David B Golub	Manager	1 Jan 2014	Other	1767789
The Bragol Trust Ii	Member	1 Jan 2014	75% - 100%	13-7373610
Llc Cdg 2013 Pe	Member	1 Jan 2014	25% - 50%	42-1778585
Cdg Exempt 2013pe Trust	Member	1 Jan 2014	75% - 100%	35-7045743
David Finegold	Trustee	1 Jan 2014	Other	6463961
Cdg Exempt 2005 Pe Trust	Member	1 Jan 2014	75% - 100%	11-1234567
Stephen Alan Kepniss	Trustee	1 Jul 2018	Other	1391511
Llc Gcdm Holdings Gp	General partner	1 Jul 2018	Other	83-1336881
Gc Pe Holdings Llc	Managing member	1 Jul 2018	75% - 100%	46-1164795
Gc Pe Holdings Llc	Limited partner	1 Aug 2018	75% - 100%	46-1164795

Based in Chicago

The principal office where Gc Opal Advisors LLC performs its advisory services is located at 150 South Wacker Ave, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312 205-5050. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at golubcapital.com.