Trajan Wealth, L.L.C. (Scottsdale)

Name: Trajan Wealth, L.L.C.
Address: 7702 E. Doubletree Ranch Road, Scottsdale, AZ, 85258
Telephone: 480-990-3300

Trajan Wealth, L.L.C. is a large advisory firm based in Scottsdale. It manages $291.79 million of regulatory assets for 1,260 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Colorado, and 7 other states.

Trajan Wealth, L.L.C provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for approximately 1,200 clients. On top of advisory services, the firm doesn't engage in other business activities.

Trajan Wealth, L.L.C: assets under management

The assets under management (AUM) of Trajan Wealth, L.L.C. is $291.79 million. The firm's AUM has grown by 187% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $289.16 million in discretionary accounts and $2.63 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $231.33 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $262.53 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 62% of the total AUM. The second-largest asset type is exchange traded securities, which make up 26% of the firm’s portfolio. Investments in investment grade corporate bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Trajan Wealth, L.L.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Trajan Wealth, L.L.C serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Trajan Wealth, L.L.C is individuals with 1,220 clients and $218.29 million of assets under management. Among the 12 most similar advisory firms, Trajan Wealth, L.L.C has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $291.79 million for 1,258 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Trajan Wealth, L.L.C doesn't advise any private funds.

Careers at Trajan Wealth, L.L.C.

The company employs 32 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. 13 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Brent Junior	Managing member and chief compliance officer	1 Dec 2010	75% - 100%	2940593
Ernest John C'debaca	General counsel	1 Mar 2018	Other	5574701
Shane Ryan Mcgreevy	Chief compliance officer	1 Apr 2019	Other	4250663

Based in Scottsdale

The principal office where Trajan Wealth, L.L.C. performs its advisory services is located at 7702 E. Doubletree Ranch Road, Scottsdale, AZ 85258, which is also the mailing address of the firm. An additional office of the firm is in South Jordan, UT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-990-3300 or by fax 480-534-1941. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at trajanwealth.com.