Rosenberg Financial Group, Inc. (Warner Robins)
Rosenberg Financial Group, Inc. is a large advisory firm based in Warner Robins. It manages $129.02 million of regulatory assets for 542 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida, Georgia, Louisiana, and South Carolina.
Rosenberg Financial Group provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Rosenberg Financial Group: assets under management
The assets under management (AUM) of Rosenberg Financial Group, Inc. is $129.02 million. The firm's AUM has grown by 250% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in exchange traded securities the most. They account for 39% of the total AUM. The second-largest asset type is investment and business development companies, which make up 36% of the firm’s portfolio. Investments in cash and cash equivalents form 25% of the total invested assets.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Rosenberg Financial Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Stephen Mark Rosenberg serves?
The firm provides services to individuals and high net worth individuals. The largest group of clients of Stephen Mark Rosenberg is individuals with 388 clients and $102.03 million of assets under management. Among the 7 most similar advisory firms, Rosenberg Financial Group has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $129.02 million for 406 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Rosenberg Financial Group doesn't advise any private funds.
Careers at Rosenberg Financial Group, Inc.
The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Direct owners and executive officers
Based in Warner Robins
The principal office where Rosenberg Financial Group, Inc. performs its advisory services is located at 2517 Moody Road, Warner Robins, GA 31088, which is also the mailing address of the firm. An additional office of the firm is in Macon, GA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 478-922-8100 or by fax 478-922-3090. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at rfmoney.com.
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