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Double ALPha Group LLC (New York)


Double ALPha Group LLC is an adviser based in New York. It manages $5.6 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

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Double ALPha Group provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Double ALPha Group: assets under management

The assets under management (AUM) of Double ALPha Group LLC is $5.6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -91% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $5.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.87 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Double ALPha Group LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mary Cecilia Hicks Owner 1 Dec 2002 25% - 50% 5067366
Stephen Murray Hicks Owner 1 Dec 2002 75% - 100% 1248222
Mary Cecilia Hicks Co-trustee 1 Jan 2010 75% - 100% 5067366
Murray Hicks Co-trustee 1 Jan 2010 Other 5842289
Mary Hicks Irrevocable Trust Member 1 Jan 2010 75% - 100% 27-6294963
Henry Barry Sargent Member 1 Jan 2010 75% - 100% 5067368
Mountain West Partners Llc Member 1 Jan 2010 25% - 50% 20-2637141
Mary Cecilia Hicks Co-trustee 1 Mar 2011 75% - 100% 5067366
Murray Hicks Co-trustee 1 Mar 2011 Other 5842289
Mary Hicks Irrevocable Trust Managing member 1 Mar 2011 75% - 100% 27-6294963
Henry Barry Sargent Managing member 1 Mar 2011 75% - 100% 5067368
Mountain West Partners Llc General partner 1 Mar 2011 25% - 50% 20-2637141

Based in New York

The principal office where Double ALPha Group LLC performs its advisory services is located at 850 Third Avenue, 16 Th Floor, New York, NY 10022, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-994-9870 or by fax 212-994-9879. The normal business hours are 8.30-5.00 on Monday - Friday. You can find more information about the New York firm at www.doublealpha.com.


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