Signature Intelligent Portfolios, LLC (Los Angeles)

Signature Intelligent Portfolios, LLC is a related adviser based in Los Angeles. It manages $5.62 million of regulatory assets for 162 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Louisiana, Maryland, Texas, and Virginia.

Signature Intelligent Portfolios provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Signature Intelligent Portfolios: assets under management

The assets under management (AUM) of Signature Intelligent Portfolios, LLC is $5.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11441% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34.7 thousand each.

Signature Intelligent Portfolios has custody of $979.36 thousand in cash and securities for 14 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Signature Intelligent Portfolios, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brian David Holmes serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Brian David Holmes is individuals with 122 clients and $4.24 million of assets under management. Among the 2 most similar advisory firms, Signature Intelligent Portfolios has the lowest percentage of individuals out of all clients.

The amount of regulatory assets under management is $5.62 million for 157 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Signature Intelligent Portfolios doesn't advise any private funds.

Careers at Signature Intelligent Portfolios, LLC

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Brian David Holmes has been acting as President since 1 Aug 2015. Deron Talmadge Mccoy has served as the Chief Investment Officer since 1 Aug 2015. Eric Zachary Rosen joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Seia	Member	1 Aug 2015	75% - 100%	108163
Brian David Holmes	President/ceo	1 Aug 2015	Other	1263061
Rachel Lee Posner	Chief compliance officer	1 Aug 2015	Other	3275176
Deron Talmadge Mccoy	Chief investment officer	1 Aug 2015	Other	2641428
Joseph Lawrence Fusaro	Director of operations	1 Aug 2015	Other	3060433
Eric Zachary Rosen	Chief compliance officer	1 Dec 2017	Other	6181478

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Brian David Holmes	President/ceo/secretary	1 Aug 1996	50% - 75%	1263061

Based in Los Angeles

The principal office where Signature Intelligent Portfolios, LLC performs its advisory services is located at 2121 Avenue Of The Stars, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-712-2323 or by fax 310-712-2345. The normal business hours are 8:30am-5:00pm on Monday - Friday.