Frontenac Company LLC (Chicago)

Name: Frontenac Company LLC
Address: One South Wacker Drive, Chicago, IL, 60606
Telephone: 312-759-7345

Frontenac Company LLC is a large advisory firm based in Chicago. It manages $555.69 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Illinois.

Frontenac Company provides portfolio management for pooled investment vehicles and portfolio company management services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frontenac Company: assets under management

The assets under management (AUM) of Frontenac Company LLC is $555.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and $2.7 million of the total AUM is attributable to clients outside of the United States.

The firm manages $555.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $79.38 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frontenac Company LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Frontenac Company serves?

The only and largest group of clients of Frontenac Company is pooled investment vehicles with 7 clients and $555.69 million of assets under management. Among the 7 most similar advisory firms, Frontenac Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $555.69 million for 7 clients. 14% of the firm’s clients are foreign persons or businesses.

Frontenac Company also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $1,445,500.

Careers at Frontenac Company LLC

The company employs 16 people that are either part- or full-time employees. 81 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rodney Louis Goldstein	Managing director	1 Aug 1983	Other	6011240
James Edgar Cowie	Senior advisor	1 Aug 1989	Other	6011235
Paul David Carbery	Managing director	1 Jun 1993	Other	6011230
Jeremy Herbert Silverman	Chief compliance officer, managing director	1 Jul 1996	Other	6011243
Michael Stevens Langdon	Managing director	1 Aug 2001	Other	3276940
Walter Clinton Florence	Managing director	1 Jan 2004	Other	6011238
Julia Anne Bender	Chief financial officer, vice president	1 Sep 2004	Other	2796385
Ronald William Kuehl	Managing director	1 Jul 2006	Other	3262284
Julia Anne Bender	Chief financial officer, vice president	1 Jan 2012	Other	2796385
Paul David Carbery	Managing partner; member	1 Jan 2014	25% - 50%	6011230
Walter Clinton Florence	Managing partner; member	1 Jan 2014	25% - 50%	6011238
James Edgar Cowie	Senior advisor	1 Dec 2014	Other	6011235
Julia Anne Bender	Chief compliance officer	1 Mar 2015	Other	2796385

Based in Chicago

The principal office where Frontenac Company LLC performs its advisory services is located at One South Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-759-7345 or by fax 312-368-9520. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at frontenac.com and its LinkedIn profile.