R.T. Jones Capital Equities Management Inc. (St. Louis)

Name: R.T. Jones Capital Equities Management Inc.
Address: 8151 Clayton Road, St. Louis, MO, 63117
Telephone: 314-783-5000

R.T. Jones Capital Equities Management Inc. is a large advisory firm based in St. Louis. It manages $555.65 million of regulatory assets for 9,338 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 43 other states.

R.T. Jones Capital Equities Management provides portfolio management for individuals and small businesses and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

R.T. Jones Capital Equities Management: assets under management

The assets under management (AUM) of R.T. Jones Capital Equities Management Inc. is $555.65 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 549% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $555.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.5 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay R.T. Jones Capital Equities Management Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Terrence Jones serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Robert Terrence Jones is individuals with 9,204 clients and $476.21 million of assets under management. Among the 7 most similar advisory firms, R.T. Jones Capital Equities Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $554.55 million for 9,250 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

R.T. Jones Capital Equities Management doesn't advise any private funds.

Careers at R.T. Jones Capital Equities Management Inc.

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Terrence Jones has been acting as President since 1 Nov 2018. Stephen Scott Davis joined the executive team most recently as the Chief Operating Officer And Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
F.S. Ladners & Associates Inc. R.T. Jones	Owner	1 May 2004	75% - 100%	43-1463197
R.T. Jones And Associates	Owner	1 May 2004	75% - 100%	43-1463197
Robert Terrence Jones	Chairman, chief executive officer & chief compliance officer	1 Jun 2004	75% - 100%	1518153
Jane Ann Davidson	Compliance officer	1 Sep 2004	Other	1620308
John Grinnell Levis	President & coo	1 Jun 2009	Other	308129
Stephen Scott Davis	Vice-president/ investment officer	1 Jul 2012	Other	4641865
John Grinnell Levis	Chief compliance officer	1 Oct 2014	Other	308129
Stephen Scott Davis	Chief operating officer and chief investment officer	1 Nov 2018	Other	4641865
Robert Terrence Jones	President	1 Nov 2018	Other	5004128

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Terrence Jones	Owner	1 Nov 1987	75% - 100%	1518153

Based in St. Louis

The principal office where R.T. Jones Capital Equities Management Inc. performs its advisory services is located at 8151 Clayton Road, St. Louis, MO 63117, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-783-5000 or by fax 314-783-5015. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at artesysonline.com.