Potkul Capital Management, LLC (Parsippany)

Name: Potkul Capital Management, LLC
Address: 3633 Hill Rd, Parsippany, NJ, 07054
Telephone: 973-331-1000

Potkul Capital Management, LLC is an investment adviser to an investment company based in Parsippany. It manages $7.38 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New Jersey.

Potkul Capital Management provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Potkul Capital Management: assets under management

The assets under management (AUM) of Potkul Capital Management, LLC is $7.38 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $295.07 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 61% of the total AUM. The second-largest asset type is government bonds, which make up 16% of the firm’s portfolio. Investments in cash and cash equivalents form 14% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Potkul Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Bert Potkul serves?

The firm provides services to investment companies and high net worth individuals. The largest group of clients of James Bert Potkul is high net worth individuals with 24 clients and $5.95 million of assets under management. Among the 2 most similar advisory firms, Potkul Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $7.38 million for 25 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Potkul Capital Management doesn't advise any private funds.

Careers at Potkul Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Bert Potkul	President/chief investment officer/chief compliance officer	1 Oct 1994	75% - 100%	1598954

Based in Parsippany

The principal office where Potkul Capital Management, LLC performs its advisory services is located at 3633 Hill Rd, Parsippany, NJ 07054, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-331-1000 or by fax 973-331-1000. The normal business hours are 8:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at breadandbutterfund.com.