Griffin Capital Qoz Advisor, LLC (El Segundo)

Griffin Capital Qoz Advisor, LLC is a related adviser based in El Segundo. It manages $7.31 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of California.

Griffin Capital Qoz Advisor provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Griffin Capital Qoz Advisor: assets under management

The assets under management (AUM) of Griffin Capital Qoz Advisor, LLC is $7.31 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and $7.31 million of the total AUM is attributable to clients outside of the United States.

The firm manages $7.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.31 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Griffin Capital Qoz Advisor, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Griffin Capital Qoz Advisor serves?

The only and largest group of clients of Griffin Capital Qoz Advisor is pooled investment vehicles with 1 clients and $7.31 million of assets under management. Among the 3 most similar advisory firms, Griffin Capital Qoz Advisor has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.31 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Griffin Capital Qoz Advisor also advises several private funds. Namely, one real estate fund. The minimum investment commitment required of non-related persons is $150,000 for each fund.

Careers at Griffin Capital Qoz Advisor, LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Higgins P Mary joined the executive team most recently as the General Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Alan Shields	Chief executive officer	1 Dec 2018	Other	1574106
Joseph Everett Miller	Chief financial officer	1 Dec 2018	Other	6070489
Higgins P Mary	General counsel and chief compliance officer	1 Dec 2018	Other	xxx-xx-xxxx
Llc Griffin Capital Private Equity	Sole member	1 Dec 2018	75% - 100%	83-1469081
Higgins P Mary	General counsel	1 Jul 2019	Other	xxx-xx-xxxx
Erik Joseph Dolan	Chief compliance officer	1 Jul 2019	Other	3161467

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Griffin Capital	Sole member	1 Oct 2015	75% - 100%	36-4821067
Llc Griffin Capital Company	Manager and member of griffin capital, llc	1 Oct 2015	75% - 100%	95-4599958
Griffin Capital Holdings Corporation	Sole member of griffin capital company, llc	1 Feb 2017	75% - 100%	81-5253489
Kevin Alan Shields	As trustee for kevin a. shields family trust dated june 15, 1999, as amended and restated on august 28, 2008	1 Feb 2017	75% - 100%	1574106

Based in El Segundo

The principal office where Griffin Capital Qoz Advisor, LLC performs its advisory services is located at 1520 E. Grand Ave., El Segundo, CA 90245, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-469-6100 or by fax 310-606-5910. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.