Stegner Investment Associates Inc (Louisville)

Name: Stegner Investment Associates Inc
Address: 233 Breckenridge Lane, Louisville, KY, 40207
Telephone: 5028950122

Stegner Investment Associates Inc is a large advisory firm based in Louisville. It manages $980.02 million of regulatory assets for 147 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Kentucky.

Stegner Investment Associates provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stegner Investment Associates: assets under management

The assets under management (AUM) of Stegner Investment Associates Inc is $980.02 million. The firm's AUM has grown by 321% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $448.83 million in discretionary accounts and $531.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.35 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $40.86 million.

Investments

The firm invests in investment and business development companies the most. They account for 83% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in exchange traded securities form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stegner Investment Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Elizabeth Peabody serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Elizabeth Peabody is pension and profit sharing plans with 13 clients and $560.69 million of assets under management. Among the 7 most similar advisory firms, Stegner Investment Associates has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $980.02 million for 147 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stegner Investment Associates doesn't advise any private funds.

Careers at Stegner Investment Associates Inc

The company employs 10 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Elizabeth Peabody has been acting as President since 1 Jan 1994. Ruth Wimsatt Trautwein joined the executive team most recently as the Senior Investment Associate.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elizabeth Stegner Peabody	Chief executive officer	1 Jan 1994	75% - 100%	2488182
Elizabeth Peabody	President	1 Jan 1994	75% - 100%	2488182
Tracey Gallimore Trosper	Chief compliance officer & managing director	1 Oct 1995	Other	2916915
Tracey Trosper	Vice president	1 Oct 1995	Other	2916915
Kristin Ann Roggenkamp	Managing director	1 Jan 2008	Other	2913694
Ruth Wimsatt Trautwein	Senior investment associate	1 Dec 2015	Other	4683137

Based in Louisville

The principal office where Stegner Investment Associates Inc performs its advisory services is located at 233 Breckenridge Lane, Louisville, KY 40207, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 5028950122 or by fax 502-895-0316. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at stegnerinvestments.com.