Pacific Strategic Management, LP (Houston)

Name: Pacific Strategic Management, LP
Address: 711 Lousiana Street, Houston, TX, 77002
Telephone: 713-495-5220

Pacific Strategic Management, LP is a large advisory firm based in Houston. It manages $412.56 million of regulatory assets for 77 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of New York and Texas.

Pacific Strategic Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacific Strategic Management: assets under management

The assets under management (AUM) of Pacific Strategic Management, LP is $412.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 313% since the beginning of its operation, and $38.5 million of the total AUM is attributable to clients outside of the United States.

The firm manages $412.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.36 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pacific Strategic Management, LP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pacific Strategic Management serves?

The firm provides services to individuals and pooled investment vehicles. The largest group of clients of Pacific Strategic Management is pooled investment vehicles with 3 clients and $208.88 million of assets under management. Among the 9 most similar advisory firms, Pacific Strategic Management has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $412.56 million for 77 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Pacific Strategic Management also advises several private funds. Namely, three hedge funds and one private equity fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Pacific Strategic Management, LP

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Farrell Napach	Limited partner	1 Feb 2001	25% - 50%	2505942
1995 Marital Trust Ann Wolf	Limited partner	1 Feb 2001	Other	76-6107789
Pacific Strategic Investors Corp.	General partner	1 Feb 2001	Other	76-0670500
Mathew Wolf	Limited partner	1 Feb 2001	25% - 50%	4701594
Monica Komives Benton	Chief operations officer	1 Jan 2003	Other	1499886
Mathew Davis Wolf	Chief compliance officer, limited partner	1 Jun 2008	25% - 50%	4701594

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mathew Davis Wolf	Director	1 Feb 2001	50% - 75%	4701594
Erving Wolf	Trustee	1 Dec 2003	Other	5315226

Based in Houston

The principal office where Pacific Strategic Management, LP performs its advisory services is located at 711 Lousiana Street, Houston, TX 77002, which is also the mailing address of the firm. An additional office of the firm is in Nyack, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-495-5220 or by fax 713-495-5221. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at pacificsi.com/.