Continuum Advisory, LLC (Eagle)

Continuum Advisory, LLC is a large advisory firm based in Eagle. It manages $412.12 million of regulatory assets for 1,223 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, Arkansas, California, and 23 other states.

Continuum Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Continuum Advisory: assets under management

The assets under management (AUM) of Continuum Advisory, LLC is $412.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 257% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $412.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $336.98 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is investment and business development companies, which make up 42% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Continuum Advisory, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Continuum Advisory serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Continuum Advisory is individuals with 1,184 clients and $345.31 million of assets under management. Among the 10 most similar advisory firms, Continuum Advisory has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $412.12 million for 1,223 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Continuum Advisory doesn't advise any private funds.

Careers at Continuum Advisory, LLC

The company employs 42 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. 22 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Craig Sullivan	Chief compliance officer	1 Mar 2016	Other	5270944
Brian James Damiani	Member	1 Mar 2016	25% - 50%	4184673
Timothy Shea Kerrigan	Member and chief financial officer	1 Mar 2016	25% - 50%	4684533
Michael Andrew Kelly	Member	1 Mar 2016	25% - 50%	4135452

Based in Eagle

The principal office where Continuum Advisory, LLC performs its advisory services is located at 868 E. Riverside Drive, Eagle, ID 83616, which is also the mailing address of the firm. An additional office of the firm is in Phoenix, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 2084171933. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.