American Skandia Advisory Services, Inc. (Shelton)

Name: American Skandia Advisory Services, Inc.
Address: One Corporate Drive, Shelton, CT, 06484
Telephone: 203-926-1888

American Skandia Advisory Services, Inc. is a large advisory firm based in Shelton. It manages $58.84 million of regulatory assets for 633 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, Colorado, and 19 other states.

American Skandia Advisory Services provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

American Skandia Advisory Services: assets under management

The assets under management (AUM) of American Skandia Advisory Services, Inc. is $58.84 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay American Skandia Advisory Services, Inc. for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at American Skandia Advisory Services, Inc.

Wade Adrian Dokken has been acting as President since 1 Oct 2000. Judy Ann Rice joined the executive team most recently as the President, Officer In Charge, Ceo, Coo And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. American Skandia	Direct parent of american skandia advisory services, inc.	1 Sep 2000	75% - 100%	06-1198540
Wade Adrian Dokken	Chairman	1 Oct 2000	Other	1295088
Gordon Christopher Boronow	Director	1 Oct 2000	Other	1970828
Richard Gordon Davy	Director	1 Oct 2000	Other	1085435
Patricia Jean Abram	Director & executive v.p.	1 Oct 2000	Other	866599
Nathan David Kuperstock	Director and v.p.	1 Oct 2000	Other	1979986
Thomas Michael Mazzaferro	Director	1 Oct 2000	Other	1617344
Deborah Gorman Ullman	Director & president	1 Oct 2000	Other	2363407
John Birch	Director	1 Oct 2000	Other	2628693
Mary Toumpas	V.p.	1 Oct 2000	Other	343341
David Robert Monroe	Treasurer	1 Oct 2000	Other	3100551
Richard Daniel Levin	Director & compliance officer	1 Oct 2000	Other	4358542
Timothy Sean Cronin	Investment committee	1 Oct 2000	Other	2664443
Jeffrey Mark Ulness	Investment committee	1 Oct 2000	Other	4419633
Michael Alfred Walton Murray	Chairman of investment committee	1 May 2001	Other	2338843
Lincoln Redman Collins	Director	1 May 2001	Other	1942964
Robert Kevin Leach	Investment committee	1 Sep 2001	Other	2775588
Edward Paul Macdonald	Investment committee	1 Sep 2001	Other	4512680
Carl Allen Cavaliere	Vice president	1 Dec 2001	Other	2656262
Robert George Whitcher	Director	1 Dec 2001	Other	4518240
Timothy David Rogers	Vice president	1 Jan 2002	Other	4518229
Hollie Christine Briggs	Investment committee	1 Apr 2002	Other	1849097
Charles Richard Shaw	Investment committee	1 Apr 2002	Other	4307628
Christopher Daniel Rosato	Investment committee	1 Apr 2002	Other	2592937
Craig J. Calderone	Investment committee	1 Apr 2002	Other	4538584
Judy Ann Rice	President, officer-in-charge, ceo, coo and director	1 May 2003	Other	67215
Robert Francis Gunia	Executive vice president, chief administrative officer and director	1 May 2003	Other	1367737
William Vincent Healey	Executive vice president & chief legal officer	1 May 2003	Other	1551214
Philip Nicholas Russo	Executive vice president, chief financial officer and director	1 May 2003	Other	4344967
Keitha Lee Kinne	Executive vice president & director	1 May 2003	Other	2039630
David Roehner Odenath	Executive vice president	1 May 2003	Other	872856
Kevin Burdick Osborn	Executive vice president and director	1 May 2003	Other	1697127
Lynn Mary Waldvogel	Executive vice president and director	1 May 2003	Other	1367662
Marguerite Howard Morrison	Senior vice president & secretary	1 May 2003	Other	1754411
Shaun Michael Byrnes	Director	1 May 2003	Other	2950855

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Skandia U.S. Holding Corporation	Indirect parent of applicant	1 Oct 2000	75% - 100%	22-2936425
Skandia Afs Development Holding Corporation	Indirect parent of applicant	1 Oct 2000	75% - 100%	13-3921265
Skandia Insurance Company Ltd.	Indirect parent of applicant	1 Oct 2000	75% - 100%	none
Skandia U.S. Inc.	Indirect parent of applicant	1 Oct 2000	75% - 100%	13-3921265
Inc. Prudential Financial	Shareholder	1 May 2003	75% - 100%	22-3703799

Based in Shelton

The principal office where American Skandia Advisory Services, Inc. performs its advisory services is located at One Corporate Drive, Shelton, CT 06484, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-926-1888 or by fax 203-402-3253. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.americanskandia.com.