Carillon Investments, Inc. (Cincinnati)
Carillon Investments, Inc. is a large advisory firm based in Cincinnati. It manages $58.79 million of regulatory assets for 156 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 41 other states.
Carillon Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
Carillon Investments: assets under management
The assets under management (AUM) of Carillon Investments, Inc. is $58.79 million. The company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Carillon Investments, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Carillon Investments, Inc.
Harry Rossi has been acting as President since 1 Mar 1998. Amy Dannis Starkey joined the executive team most recently as the Assistant Vice President, Crop And Chief Compliance Officer.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 2 indirect owners.Based in Cincinnati
The principal office where Carillon Investments, Inc. performs its advisory services is located at 1876 Waycross Rd, Stn 2, Cincinnati, OH 45240 The mailing address of the firm is P.O. Box 40409, Cincinnati, OH 45240 0409. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 513-595-2600 or by fax 513-595-2747. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.carilloninvest.com.
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