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Lain, Stephen Paul (High Point)


Lain, Stephen Paul is an adviser based in High Point. It manages $44.47 million of regulatory assets for 384 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of North Carolina.




Lain, Stephen Paul provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lain, Stephen Paul: assets under management

The assets under management (AUM) of Lain, Stephen Paul is $44.47 million. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $42.76 million in discretionary accounts and $1.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $112.53 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $427.38 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lain, Stephen Paul for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in High Point

The principal office where Lain, Stephen Paul performs its advisory services is located at 707 Westchester Drive, High Point, NC 27262 2418 The mailing address of the firm is Po Box 5168, High Point, NC 27262 5168. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 336-887-9390 or by fax 336-887-1643. The normal business hours are 8:30 a.m - 5:30 p.m. on Monday - Friday.


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