Solera Capital, LLC (New York)

Name: Solera Capital, LLC
Address: 331 Park Avenue S., Suite 910, New York, NY, 10010
Telephone: 212-833-1440

Solera Capital, LLC is a mid-sized advisory firm based in New York. It manages $44.38 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012.

Solera Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Solera Capital: assets under management

The assets under management (AUM) of Solera Capital, LLC is $44.38 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $44.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.88 million each.

Solera Capital has custody of $44.38 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Solera Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Solera Capital serves?

The only and largest group of clients of Solera Capital is pooled investment vehicles with 4 clients and $44.38 million of assets under management. Among the 2 most similar advisory firms, Solera Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $44.38 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Solera Capital also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $5,000,000.

Careers at Solera Capital, LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Molly Ashby	Chairman and ceo	1 Aug 1999	75% - 100%	2545846
Mary Ellen Hennessy Jones	President and chief compliance officer	1 Dec 2006	Other	2954528
Alison Catchpole	Chief financial officer	1 Jan 2007	Other	6028779
Diana Lancaster Taylor	Vice chairman	1 Jul 2014	Other	728490
Stephanie Kugelman	Vice chairman	1 Dec 2014	Other	6461833
Anita Rai	Chief financial officer	1 Jun 2018	Other	1157196

Based in New York

The principal office where Solera Capital, LLC performs its advisory services is located at 331 Park Avenue S., Suite 910, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-833-1440 or by fax 212-833-1460. The normal business hours are 9-6 on Monday - Friday. You can find more information about the New York firm at soleracapital.com.