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The Equitable Life Assurance Society Of The United States (New York)


The Equitable Life Assurance Society Of The United States is a large advisory firm based in New York. It manages $57.65 billion of regulatory assets for 135 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, and New York.

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The Equitable Life Assurance Society Of The United States provides portfolio management for investment companies, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Equitable Life Assurance Society Of The United States: assets under management

The assets under management (AUM) of The Equitable Life Assurance Society Of The United States is $57.65 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $57.65 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $427.05 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Equitable Life Assurance Society Of The United States for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Equitable Life Assurance Society Of The United States

George Theodore Lowy has been acting as President since 1 Jul 1992. Anthony Frank Recine joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Joseph Lewis Dionne Director 1 May 1982 Other 1485211
John Thomas Hartley Director 1 Aug 1987 Other 2190356
Norman Christopher Francis Director 1 Mar 1989 Other 1968944
Dave Harrell Williams Director 1 Mar 1991 Other 467574
Donald John Greene Director 1 Jul 1991 Other 2190390
George Theodore Lowy Director 1 Jul 1992 Other 2273267
Francoise Colloch Director 1 Jul 1992 Other 2273262
Jean Rene Fourtou Director 1 Jul 1992 Other 2273265
John Henry Farrell Haskell Director 1 Jul 1992 Other 239380
William Edwin Charles Jarmain Director 1 Jul 1992 Other 2273266
Robert E Garber Executive vice president & general counsel 1 Sep 1993 Other 2231578
Henri Delacroixdecastries Director 1 Sep 1993 Other 2413752
Kevin Robert Byrne Senior vice president & treasurer 1 Sep 1993 Other 1975617
Jose Mino Suarez Suquet Sr. exec. vp & chief distribution officer 1 Aug 1994 Other 709852
Peter Dana Noris Evp & chief investment officer 1 Jul 1995 Other 1327281
Didier Pineauvalencienne Director 1 Feb 1996 Other 1990731
Stanley Bernard Tulin Vice chairman, cfo & director 1 May 1996 Other 4338492
Mary Regina Henderson Director 1 Dec 1996 Other 2849961
George J Sella Director 1 May 1997 Other 1830782
Michael Hegarty President, coo & director 1 Jan 1998 Other 2474862
Edward Daniel Miller Chairman, ceo & director 1 Feb 1998 Other 2940587
Denis Duverne Director 1 Feb 1998 Other 3028622
Peter Joseph Tobin Director 1 Apr 1999 Other 3231098
Llc Axa Client Solutions Shareholder 1 Sep 1999 75% - 100% 13-3623351
Donald Roy Kaplan Sr. vice president & chief compliance officer 1 Sep 1999 Other 1727509
Claus Michael Dill Director 1 May 2000 Other 4517642
Edward Daniel Miller Director 1 May 2001 Other 2940587
Christopher Mark Condron Chairman & chief executive officer 1 May 2001 Other 51937
Bruce William Calvert Director 1 May 2001 Other 4338414
Richard Victor Silver Evp & general counsel 1 Sep 2001 Other 2141471
John Michael Lefferts Evp & president retail distribution 1 Sep 2001 Other 1054988
Inc. Axa Financial Shareholder 1 Jan 2002 75% - 100% 13-3623351
Llc Axa Financial Services Member 1 Jun 2002 75% - 100% 52-2197822
John Graves Director 1 Sep 2002 Other 4614074
Christina Johnson Director 1 Sep 2002 Other 4614030
Scott Miller Director 1 Sep 2002 Other 4614033
John Clifford Graves Director 1 Sep 2002 Other 4614074
Christina Marie Johnson Director 1 Sep 2002 Other 4614030
Scott Daniels Miller Director 1 Sep 2002 Other 4614033
Joseph Hugh Moglia Director 1 Nov 2002 Other 1302369
James Francis Higgins Director 1 Jan 2003 Other 245358
Robert James Mccann Director,vice chairman of the board, distribution and marketing 1 Jul 2003 Other 1064183
Robert Seymour Jones Executive vice president director 1 Dec 2003 Other 261712
Jerald Eugene Hampton Executive vice president 1 Dec 2003 Other 857585
Anthony Frank Recine Chief compliance officer 1 Jul 2004 Other 4840508

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Axa Shareholder 1 Jul 1992 75% - 100% foreign company
Inc. Axa Financial Member 1 Sep 1999 75% - 100% 13-3623351
Axa Distribution Holding Corporation Member 1 Sep 1999 75% - 100% 13-3623351
Axa Financial Inc. Member 1 Jun 2002 75% - 100% 13-3623351

Based in New York

The principal office where The Equitable Life Assurance Society Of The United States performs its advisory services is located at 1290 Avenue Of The Americas 12 Th Floor, New York, NY 10104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number [212]554-1234 or by fax [212]707-1877. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at equitable.com.


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