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De Santis Capital Management, L.P. (Novato)


De Santis Capital Management, L.P. is a large advisory firm based in Novato. It manages $166.1 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

De Santis Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

De Santis Capital Management: assets under management

The assets under management (AUM) of De Santis Capital Management, L.P. is $166.1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -29% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $166.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $33.22 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay De Santis Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Hambrecht & Quist Group (100% Owner Of Hambrecht & Quist California Indirect partner 1 Aug 1996 25% - 50% 94-3246636
Inc. (100% Owner Of Hambrecht & Quist Group) Bridge Acquisitions Holdings Indirect partner 1 Dec 1999 25% - 50% 13-4110995
Inc.) J.P. Morgan Chase & Co.(100% Owner Of Bridge Acquisitions Holdings Indirect partner 1 Dec 1999 25% - 50% 13-2624428

Based in Novato

The principal office where De Santis Capital Management, L.P. performs its advisory services is located at 4 Hamilton Landing, Novato, CA 94949, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-382-4380 or by fax 415-382-4390. The normal business hours are 6:30am - 5pm on Monday - Friday.


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