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Mallet Capital Management, LLC (Stamford)


Mallet Capital Management, LLC is a large advisory firm based in Stamford. It manages $166 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

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Mallet Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mallet Capital Management: assets under management

The assets under management (AUM) of Mallet Capital Management, LLC is $166 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 181% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $166 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.33 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mallet Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Stamford

The principal office where Mallet Capital Management, LLC performs its advisory services is located at One Landmark Square, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-569-4400 or by fax 203-569-4499. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at www.malletcapital.com.


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