Cue Financial Group, Inc. (Phoenix)
Cue Financial Group, Inc. is a large advisory firm based in Phoenix. It manages $478.06 million of regulatory assets for 1,809 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Colorado, and 18 other states.
Cue Financial Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
Cue Financial Group: assets under management
The assets under management (AUM) of Cue Financial Group, Inc. is $478.06 million. The firm's AUM has grown by 562% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in exchange traded securities the most. They account for 47% of the total AUM. The second-largest asset type is investment and business development companies, which make up 40% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Cue Financial Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients James Edward Sollenberger serves?
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of James Edward Sollenberger is individuals with 1,244 clients and $270.68 million of assets under management. Among the 11 most similar advisory firms, Cue Financial Group has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $478.06 million for 1,362 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Cue Financial Group doesn't advise any private funds.
Careers at Cue Financial Group, Inc.
The company employs 39 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. 39 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
James Edward Sollenberger has been acting as President since 1 Jan 2003. Gregory Howard Culver joined the executive team most recently as the Chief Compliance Officer.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 3 indirect owners.Based in Phoenix
The principal office where Cue Financial Group, Inc. performs its advisory services is located at 3200 N. Central Ave, Phoenix, AZ 85012, which is also the mailing address of the firm. An additional office of the firm is in Clancy, MT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 602-252-0911 or by fax 602-952-9040. The normal business hours are 8:00am - 4:30pm on Monday - Friday. You can find more information about the New York firm at cuefinancial.com.
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