Rbc Cm Fund Partners, LLC (New York)


Rbc Cm Fund Partners, LLC is a large advisory firm based in New York. It manages $478.75 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California and New York.

Rbc Cm Fund Partners provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rbc Cm Fund Partners: assets under management

The assets under management (AUM) of Rbc Cm Fund Partners, LLC is $478.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and $478.75 million of the total AUM is attributable to clients outside of the United States.


The firm manages $478.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $478.75 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rbc Cm Fund Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rbc Cm Fund Partners serves?

The only and largest group of clients of Rbc Cm Fund Partners is pooled investment vehicles with 1 clients and $478.75 million of assets under management. Among the 10 most similar advisory firms, Rbc Cm Fund Partners has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $478.75 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Rbc Cm Fund Partners also advises several private funds. Namely, one securitized asset fund. The minimum investment commitment required of non-related persons is $50,000,000 for each fund.

Careers at Rbc Cm Fund Partners, LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Rbc Usa Holdco Corporation Direct owner 1 Nov 2015 75% - 100% 20-0563684
Mark Maroney President and chief executive officer, board member 1 Aug 2018 Other 3266283
Eric Steven Wise Board member 1 Aug 2018 Other 1949533
John Constantine Cokinos Board member 1 Aug 2018 Other 2828741
Sarah Frances Follen Munves Board member 1 Aug 2018 Other 6402825
Eugene James Chiulli Chief financial officer 1 Aug 2018 Other 2976702
Chad M Leicht Chief compliance officer 1 Aug 2018 Other 5965060

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Royal Bank Of Canada Ultimate owner 1 Nov 2010 75% - 100% 13-5357855
Rbc Us Group Holdings Llc Direct owner 1 Jun 2018 75% - 100% 36-4903725

Based in New York

The principal office where Rbc Cm Fund Partners, LLC performs its advisory services is located at Three World Financial Center, New York, NY 10281, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-428-6265. The normal business hours are 8:00 - 5:00 on Monday - Friday.