Lgm Capital Management LLC (Phoenix)

Lgm Capital Management LLC is an investment adviser to an investment company based in Phoenix. It manages $49.57 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016.

Lgm Capital Management provides portfolio management for investment companies. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lgm Capital Management: assets under management

The assets under management (AUM) of Lgm Capital Management LLC is $49.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $49.57 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lgm Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lgm Capital Management serves?

The only and largest group of clients of Lgm Capital Management is investment companies with 1 clients and $49.57 million of assets under management. Among the 2 most similar advisory firms, Lgm Capital Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $49.57 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Lgm Capital Management doesn't advise any private funds.

Careers at Lgm Capital Management LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Th Seeley Moring	Chief compliance officer; managing member	1 Aug 2016	75% - 100%	6704681
David Cheng Wei Hsu	Cco	1 Mar 2017	Other	4140214

Based in Phoenix

The principal office where Lgm Capital Management LLC performs its advisory services is located at 11811 N. Tatum Blvd., Suite 3031, Phoenix, AZ 85028, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-737-5103. The normal business hours are 8:30-5:30 on Monday - Friday.