Falcata Capital LLC (Houston)

Name: Falcata Capital LLC
Address: 10000 Memorial Drive, Houston, TX, 77024
Telephone: 713-718-1418

Falcata Capital LLC is a large advisory firm based in Houston. It manages $1.01 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Texas.

Falcata Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Falcata Capital: assets under management

The assets under management (AUM) of Falcata Capital LLC is $1.01 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Falcata Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Falcata Capital serves?

The only and largest group of clients of Falcata Capital is pooled investment vehicles with 1 clients and $1.01 billion of assets under management. Among the 10 most similar advisory firms, Falcata Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.01 billion for 1 clients. None of the firm’s clients are foreign persons or businesses.

Falcata Capital also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Falcata Capital LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Falcata Capital LLC is owned by Robert T. Brockman Ii. Robert Brockman joined the executive team most recently as the Manager & General Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Brockman	Manager & general manager	1 Dec 2017	Other	1467535
Robert T. Brockman Ii	Owner	1 Dec 2017	75% - 100%	6891755
Robert D. Burnett	Manager	1 Dec 2017	Other	6891756
Andrew Sutton	Chief compliance officer	1 Dec 2017	Other	6891757
Robert Theron Brockman	Elected manager & ceo	1 Dec 2017	Other	1467535
Robert Theron Brockman Ii	Member	1 Dec 2017	75% - 100%	6891755
Robert David Burnett	Elected manager	1 Dec 2017	Other	6891756

Based in Houston

The principal office where Falcata Capital LLC performs its advisory services is located at 10000 Memorial Drive, Houston, TX 77024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-718-1418. The normal business hours are 9 am - 5 pm on Other. You can find more information about the New York firm at falcatacapital.com/.