Dion Money Management LLC (Williamstown)

Name: Dion Money Management LLC
Address: 25 Main Street, Williamstown, MA, 01267
Telephone: 877-850-7942

Dion Money Management LLC is a large advisory firm based in Williamstown. It manages $1 billion of regulatory assets for 4,768 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Dion Money Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dion Money Management: assets under management

The assets under management (AUM) of Dion Money Management LLC is $1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $210.49 thousand each.

Dion Money Management has custody of $36.92 million in cash and securities for 115 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dion Money Management LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dion Money Management LLC

Donald Rosaire Dion has been acting as President since 1 Sep 2007. Derek Benjamin Leo joined the executive team most recently as the Senior Vice President, General Counsel And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Focus Operating	Member	1 Sep 2007	75% - 100%	20-8161914
Donald Rosaire Dion	President	1 Sep 2007	Other	2864611
Matthew David Sauer	Chief compliance officer/chief operating officer	1 Sep 2007	Other	4956859
Gregory Robert Britton	Director of wealth management	1 Jun 2011	Other	4486916
Gregory Robert Britton	President and chief executive officer	1 Aug 2011	Other	4486916
Derek Benjamin Leo	Senior vice president, general counsel and chief compliance officer	1 Aug 2013	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Summit Partners Vi (Gp)	General partner	1 Dec 2000	Other	04-3540852
Llc Summit Partners Vi (Gp)	General partner	1 Dec 2000	Other	135263
L.P. Summit Ventures Via	Member	1 Jan 2006	50% - 75%	04-3540853
L.P. Summit Ventures Vi A	Member (manager)	1 Jan 2006	50% - 75%	04-3540853
Llc Focus Financial Partners	Member	1 Sep 2007	75% - 100%	16-1728260

Based in Williamstown

The principal office where Dion Money Management LLC performs its advisory services is located at 25 Main Street, Williamstown, MA 01267 The mailing address of the firm is P.O. Box 387, Williamstown, MA 01267 9933. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-850-7942 or by fax 413-458-5738. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.dionmm.com.