Tpvg Advisers LLC (Menlo Park)

Name: Tpvg Advisers LLC
Address: 2755 Sand Hill Road, Menlo Park, CA, 94025
Telephone: 650-854-2090

Tpvg Advisers LLC is a large advisory firm based in Menlo Park. It manages $510.28 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013.

Tpvg Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tpvg Advisers: assets under management

The assets under management (AUM) of Tpvg Advisers LLC is $510.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 256% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $510.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $510.28 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tpvg Advisers LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tpvg Advisers serves?

The only and largest group of clients of Tpvg Advisers is business development companies with 1 clients and $510.28 million of assets under management. Among the 10 most similar advisory firms, Tpvg Advisers has the highest percentage of business development companies out of all clients.

The amount of regulatory assets under management is $510.28 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Tpvg Advisers doesn't advise any private funds.

Careers at Tpvg Advisers LLC

The company employs 30 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sajal Kumar Srivastava has served as the Chief Investment Officer since 1 Aug 2013 and James Peter Labe is the Chief Executive Officer of Tpvg Advisers LLC family office. Harold Frank Zagunis joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Peter Labe	Chief executive officer	1 Aug 2013	Other	6264803
Sajal Kumar Srivastava	Chief investment officer	1 Aug 2013	Other	2789451
Triplepoint Capital Llc	Managing member	1 Aug 2013	75% - 100%	30-0144714
Carl Marion Rizzo	Chief compliance officer	1 Oct 2013	Other	5922265
Marion Carl Rizzo	Chief compliance officer	1 Oct 2013	Other	5922265
Harold Frank Zagunis	Chief financial officer	1 Mar 2014	Other	5578447
Andrew Jordan Olson	Chief financial officer	1 Jul 2017	Other	6785769
Harold Frank Zagunis	Chief financial officer	1 Jan 2114	Other	5578447

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Peter Labe	Manager	1 Jul 2005	Other	6264803
Michael Nmn Gontar	Member	1 Jul 2011	25% - 50%	6000421
Robert Winthrop Toan	Member	1 Jul 2011	25% - 50%	6000419
Sajal Kumar Srivastava	Manager	1 Aug 2011	Other	2789451
Michael Nmn Gontar	Manager	1 Aug 2011	Other	6000421
Stanislav Nmn Tenenbayev	Manager	1 Aug 2011	Other	6264815
Robert Winthrop Toan	Manager	1 Aug 2011	Other	6000419
Madera Ventures Llc	Member	1 Aug 2011	75% - 100%	45-2731667

Based in Menlo Park

The principal office where Tpvg Advisers LLC performs its advisory services is located at 2755 Sand Hill Road, Menlo Park, CA 94025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-854-2090 or by fax 650-854-2094. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at tpvg.com.