Napier Park Global Capital Ltd (London)


Napier Park Global Capital Ltd is a large advisory firm based in London. It manages $1 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2013.

Napier Park Global Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Napier Park Global Capital: assets under management

The assets under management (AUM) of Napier Park Global Capital Ltd is $1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 18% since the beginning of its operation, and $994.78 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.26 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 43% of the total AUM. The second-largest asset type is other assets, which make up 39% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Napier Park Global Capital Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steven Ciampi serves?

The only and largest group of clients of Steven Ciampi is pooled investment vehicles with 5 clients and $835.32 million of assets under management. Among the 10 most similar advisory firms, Napier Park Global Capital has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $835.32 million for 5 clients. 80% of the firm’s clients are foreign persons or businesses.

Napier Park Global Capital also advises several private funds. Namely, two hedge funds and one securitized asset fund. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Napier Park Global Capital Ltd

The company employs 11 people that are either part- or full-time employees. 27 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Steven Ciampi has been acting as President since 1 Jan 2013. Sonia Plata joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Michael Obrien Ceo & director 1 Dec 2010 Other 1257015
David Sharland Chief financial officer 1 May 2011 Other 6045533
Steven Ciampi Director 1 Jan 2013 Other 4545224
Michael Micko Micko Director 1 Jan 2013 Other 5515325
Dores Teresa Schembri Chief compliance officer & finance officer 1 Mar 2013 Other 5134018
Stephanie Ann Shepard Cobb Head oflegal and cheif compliance officer uk 1 Jul 2014 Other 6317723
Dores Teresa Schembri Chief financial officer & money laundering reporting officer 1 Feb 2016 Other 5134018
Sonia Plata Chief compliance officer 1 May 2016 Other 6170165

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Napier Park Global Capital Lp Parent 1 Mar 2013 75% - 100% 80-0857707
Napier Park Global Smp Llc General partner 1 Mar 2013 Other 46-2209347

Based in London

The principal office where Napier Park Global Capital Ltd performs its advisory services is located at 33 Cavendish Square, London, W1 G 0 Ps, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 011-44-207-866-4772. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at napierparkglobal.com.