Investcorp Securities Limited (London, England)

Investcorp Securities Limited is an adviser based in London, England. It manages $1 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2017.

Investcorp Securities Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Investcorp Securities Limited: assets under management

The assets under management (AUM) of Investcorp Securities Limited is $1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 652% since the beginning of its operation, and $958.55 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $166.87 million each.

Investcorp Securities Limited has custody of $1 billion in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Investcorp Securities Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Craig Sinfield Hain serves?

The only and largest group of clients of Craig Sinfield Hain is pooled investment vehicles with 6 clients and $1 billion of assets under management. Among the 7 most similar advisory firms, Investcorp Securities Limited has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1 billion for 6 clients. 95% of the firm’s clients are foreign persons or businesses.

Investcorp Securities Limited also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $3,571,429.

Careers at Investcorp Securities Limited

The company employs 29 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Craig Sinfield Hain has been acting as President since 1 Aug 2017. Andrea Jayne Davis joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Investcorp International Limited	Shareholder	1 Dec 1990	75% - 100%	foreign
Stephanie Regina Bess	Director	1 Mar 2006	Other	6763863
Hazem Ben Gacem	Chief executive officer, director	1 Apr 2011	Other	6763819
Daniel Jose Lopez Cruz	Director	1 Sep 2014	Other	6763811
Jonathan Adam Lay	Chief compliance officer	1 Jun 2017	Other	6622858
Craig Sinfield Hain	Director	1 Aug 2017	Other	5430103
Neil Nissim Hasson	Director	1 Sep 2017	Other	1983150
Andrea Jayne Davis	Director	1 Aug 2018	Other	7026517

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Sipco Ltd	Shareholder	1 Dec 2002	25% - 50%	foreign
Investcorp Holdings Ltd	Shareholder	1 Apr 2003	75% - 100%	foreign
Investcorp S.A.	Shareholder	1 Jun 2003	75% - 100%	foreign
Ownership Holdings Ltd	Shareholder	1 Jul 2003	50% - 75%	foreign
Cp Holdings Ltd	Shareholder	1 Jul 2003	50% - 75%	foreign
Sipco Holdings Ltd	Shareholder	1 Jul 2006	25% - 50%	foreign
Aibc Investcorp Holdings S.A.	Shareholder	1 Jun 2008	75% - 100%	foreign

Based in London, England

The principal office where Investcorp Securities Limited performs its advisory services is located at 48 Grosvenor Street, London, England, W1 K 3 Hw, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 (0)20 7629 6600 or by fax 44 (0)20 7499 0371. The normal business hours are 9:00 a.m. to 5:30 p.m. on Monday - Friday.