The Mutual Fund Store Seattle, LLC (Federal Way)

Name: The Mutual Fund Store Seattle, LLC
Address: 32225 Pacific Highway South, Federal Way, WA, 98003
Telephone: 253-529-3322

The Mutual Fund Store Seattle, LLC is a large advisory firm based in Federal Way. It manages $103.2 million of regulatory assets for 740 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Texas and Washington.

The Mutual Fund Store Seattle provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Mutual Fund Store Seattle: assets under management

The assets under management (AUM) of The Mutual Fund Store Seattle, LLC is $103.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 664% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $103.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $139.46 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay The Mutual Fund Store Seattle, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Mutual Fund Store Seattle, LLC

Adam Stuart Bold has been acting as President since 1 Aug 2007. Norman Steven Thomson joined the executive team most recently as the Chief Compliance Officer/Senior Investment Advisor.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Raymond Braudis	Vice president retail operations	1 Aug 2007	Other	3078442
Jon Peter Bentz	Vice president company operations/secretary	1 Aug 2007	Other	2224183
Jason Michael Black	Assistant vice president company operations/assistant secretary	1 Aug 2007	Other	2345172
Clifford Merril Brandt	Chief compliance officer	1 Aug 2007	Other	1902051
Llc Tmfs Holdings	Holding company	1 Aug 2007	75% - 100%	43-1899520
David Franklin Byers	Chief executive officer	1 Aug 2007	Other	5336656
Adam Stuart Bold	Chairman	1 Aug 2007	Other	2246043
Chris Elliott	Chief financial officer	1 Aug 2007	Other	5412543
Chris Eugene Elliott	Chief financial officer--elected manager	1 Aug 2007	Other	5412543
Christopher Raymond Braudis	President	1 Jul 2008	Other	3078442
Adam Stuart Bold	Chairman/chief executive officer	1 Jul 2008	Other	2246043
Norman Steven Thomson	Chief compliance officer/senior investment advisor	1 Jun 2009	Other	2838509
Jeff Link Roper	President; managing partner	1 Jun 2009	75% - 100%	5412181
Christopher Stewart Hite	Member	1 Jun 2009	Other	5679819
David Charles Hauschild	Member	1 Jun 2009	Other	2198647
Paul Harris	Member	1 Jun 2009	Other	5679821
Don Richard Norris	Member	1 Jun 2009	Other	5029728

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Adam Stuart Bold	Shareholder	1 Feb 2006	75% - 100%	2246043
Inc Tmfs Holdings	Member	1 Feb 2006	50% - 75%	20-4305410

Based in Federal Way

The principal office where The Mutual Fund Store Seattle, LLC performs its advisory services is located at 32225 Pacific Highway South, Federal Way, WA 98003, which is also the mailing address of the firm. An additional office of the firm is in Bellevue, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 253-529-3322 or by fax 253-529-3388. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at www.mutualfundstore.com.