Shamrock Asset Management 13F annual report

Shamrock Asset Management is an investment fund managing more than $128 million ran by Michael Koch. There are currently 257 companies in Mr. Koch’s portfolio. The largest investments include Pacer Trendpilot Us Large Cap Etf and Ishares Tr High Divid Equity Fd, together worth $26.3 million.

Limited to 30 biggest holdings

$128 million Assets Under Management (AUM)

As of 7th October 2020, Shamrock Asset Management’s top holding is 522,457 shares of Pacer Trendpilot Us Large Cap Etf currently worth over $16.2 million and making up 12.6% of the portfolio value. In addition, the fund holds 107,050 shares of Ishares Tr High Divid Equity Fd worth $10.1 million. The third-largest holding is Ishares Core Msci Emerging Markets Etf worth $7.44 million and the next is First Trust Enhanced Short Maturity Etf worth $7.38 million, with 122,922 shares owned.

Currently, Shamrock Asset Management's portfolio is worth at least $128 million. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Shamrock Asset Management

The Shamrock Asset Management office and employees reside in Dallas, Texas. According to the last 13-F report filed with the SEC, Michael Koch serves as the Chief Compliance Officer at Shamrock Asset Management.

Recent trades

In the most recent 13F filing, Shamrock Asset Management revealed that it had opened a new position in Ishares 20 Yr Treasury Etf and bought 959 shares worth $137 thousand.

The investment fund also strengthened its position in Ishares Jp Morgan Usd Emerging Markets Bond Etf by buying 2,313 additional shares. This makes their stake in Ishares Jp Morgan Usd Emerging Markets Bond Etf total 17,937 shares worth $2.03 million.

On the other hand, there are companies that Shamrock Asset Management is getting rid of from its portfolio. Shamrock Asset Management closed its position in First Tr Exch Traded Fd Technology Alphadex Fd on 13th November 2019. It sold the previously owned 99,358 shares for $6.61 million. Michael Koch also disclosed a decreased stake in Pacer Trendpilot Us Large Cap Etf by approximately 0.1%. This leaves the value of the investment at $16.2 million and 522,457 shares.

One of the smallest hedge funds

The two most similar investment funds to Shamrock Asset Management are O'keefe Stevens Advisory and Lexington Partners L.P.. They manage $128 million and $128 million respectively.


Michael Koch investment strategy

Shamrock Asset Management’s portfolio is diversified across 13 sectors. Currently, their heaviest sector is Technology — making up 6.2% of the total portfolio value. The fund focuses on investments in the United States as 25.7% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are large-cap stocks. Stocks with a size of more than $10 billion in market cap make up 23% of the total holdings value. On the other hand, small-cap stocks make up only 1.6% of the portfolio. The average market cap of the portfolio companies is close to $154 billion.

The complete list of Shamrock Asset Management trades based on 13F SEC filings

These positions were updated on November 13th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security Shares Owned Value Allocation
Pacer Trendpilot Us Large Cap Etf
8.75%
522,457
$16,233,000 12.64%
Ishares Tr High Divid Equity Fd
6.48%
107,050
$10,080,000 7.85%
Ishares Core Msci Emerging Markets Etf
6.24%
151,724
$7,438,000 5.79%
First Trust Enhanced Short Maturity Etf
3.80%
122,922
$7,384,000 5.75%
First Tr Exch Traded Fd Technology Alphadex Fd
Closed
99,358
$6,611,000
Ishares Core Msci Total International Stock Etf
6.41%
108,156
$6,247,000 4.87%
First Tr Exchange Traded Fd Ii Utils Alphadex Fd Annual
9.14%
203,617
$6,037,000 4.70%
Microsoft Corp.
2.08%
24,105
$3,351,000 2.61%
First Trust Consumer Etf
8.30%
64,717
$3,127,000 2.44%
The Home Depot, Inc.
3.29%
10,372
$2,406,000 1.87%
Ishares Jp Morgan Usd Emerging Markets Bond Etf
14.80%
17,937
$2,033,000 1.58%
First Trust Chindia ETF
5.49%
53,195
$1,827,000 1.42%
L3Harris Technologies, Inc.
5.01%
8,266
$1,725,000 1.34%
Royal Dutch Shell Plc Spon Adr B
1.90%
27,934
$1,673,000 1.30%
Chevron Corp New Com
4.80%
12,508
$1,483,000 1.15%
Ishares U.s. Treasury Bond Etf
3.01%
53,522
$1,409,000 1.10%
Disney Walt Co Com Disney
4.76%
10,455
$1,362,000 1.06%
AT&T Inc.
6.91%
35,688
$1,350,000 1.05%
Jpmorgan Ultra-short Income Etf
15.74%
24,717
$1,246,000 0.97%
Jpmorgan Ultra-short Municipal Income Etf
No change
23,845
$1,202,000 0.94%
Ishares S&p 500 Index
9.50%
3,923
$1,171,000 0.91%
Jpmorgan Chase & Co Com
5.70%
9,610
$1,131,000 0.88%
First Trust Preferred Securities And Income Etf
6.07%
56,836
$1,121,000 0.87%
Conocophillips Com
4.52%
19,108
$1,089,000 0.85%
Jd Com Inc Spon Adr Cl A
6.83%
38,195
$1,077,000 0.84%
Exxon Mobil Corp Com
3.88%
14,160
$1,000,000 0.78%
Mcdonalds Corp Com
6.43%
4,655
$999,000 0.78%
Bank Amer Corp Com
7.14%
33,950
$990,000 0.77%
Annaly Capital Management, Inc.
4.07%
112,255
$988,000 0.77%
Gallagher Arthur J &co
4.53%
10,945
$980,000 0.76%
Albemarle Corp Com
6.86%
14,021
$975,000 0.76%
Abbott Labs Com
4.38%
11,614
$972,000 0.76%
Accenture Ltd Bermuda Cl A
4.13%
4,734
$911,000 0.71%
Spdr Barclays Capital Intl Treasury Bond Etf
7.23%
31,067
$892,000 0.69%
Analog Devices, Inc.
4.54%
7,926
$886,000 0.69%
Microchip Technology, Inc.
4.63%
9,423
$875,000 0.68%
First Trust Senior Loan Fund
7.34%
18,071
$857,000 0.67%
Paychex, Inc.
5.95%
10,034
$831,000 0.65%
Vanguard Dividend Appreciation Index Fund
1.64%
6,892
$824,000 0.64%
Raytheon Co Com New
3.86%
4,154
$815,000 0.63%
Invesco S&p High Income Infrastructure Etf
8.09%
29,956
$815,000 0.63%
Ishares Core S&p Total U.s. Stock Market Etf
46.78%
12,112
$812,000 0.63%
Novartis Ag Adr
2.63%
9,307
$809,000 0.63%
Ishares Msci China Etf
1.80%
14,240
$799,000 0.62%
Pepsico Inc Com
3.68%
5,680
$779,000 0.61%
Procter & Gamble Co Com
5.83%
6,165
$767,000 0.60%
Upwork, Inc.
6.34%
57,055
$759,000 0.59%
Fidelity Msci Consumer Staples Index Etf
10.26%
20,556
$753,000 0.59%
Ishares Mbs Bond Etf
32.83%
6,757
$732,000 0.57%
Ishares Intermediate Credit Bond Etf
2.75%
12,604
$730,000 0.57%
Honeywell International, Inc.
4.37%
4,306
$729,000 0.57%
Fidelity Msci Consumer Discretionary Index Etf
9.43%
15,699
$718,000 0.56%
Starbucks Corp.
4.21%
8,006
$708,000 0.55%
Fidelity Msci Finls Index Etf
8,547.47%
17,122
$696,000 0.54%
Johnson & Johnson Com
6.10%
5,312
$687,000 0.54%
Ishares Iboxx Corporate Bond Etf
29.97%
5,169
$659,000 0.51%
Diageo Plc
4.71%
4,029
$659,000 0.51%
Ishares Short Maturity Bond Etf
8.89%
13,001
$654,000 0.51%
Tyson Foods, Inc.
4.71%
7,405
$638,000 0.50%
Amgen, Inc.
4.32%
3,142
$608,000 0.47%
Ishares S&p U.s. Preferred Stock Etf
6.12%
16,009
$601,000 0.47%
United Parcel Service, Inc.
2.20%
4,986
$597,000 0.46%
Union Pacific Corp Com
3.82%
3,277
$531,000 0.41%
Novo-nordisk A/s Adr Adr Cmn
3.85%
9,784
$506,000 0.39%
Wells Fargo Co New Com
4.10%
9,880
$498,000 0.39%
DuPont de Nemours, Inc.
11.69%
6,736
$480,000 0.37%
Ishares Core Msci Eafe
2.30%
7,813
$477,000 0.37%
Stryker Corp.
4.43%
2,202
$476,000 0.37%
Gilead Sciences, Inc.
4.74%
6,815
$432,000 0.34%
Pnc Finl Svcs Group Inc Com
3.86%
3,012
$422,000 0.33%
Sempra Energy
3.90%
2,639
$390,000 0.30%
Us Bancorp Del Com New
3.49%
7,045
$390,000 0.30%
Amazon.com, Inc.
26.63%
214
$371,000 0.29%
Pimco Enhanced Short Maturity Etf
18.62%
3,446
$351,000 0.27%
Apple, Inc.
22.47%
1,526
$342,000 0.27%
Van Kampen California Value Municipal Income Trust
3.28%
25,789
$331,000 0.26%
Sonoco Prods Co Com
3.97%
5,605
$326,000 0.25%
Magellan Midstream Partners LP
9.02%
4,841
$321,000 0.25%
Ishares Tr Msci Usa Minimum Volatility Index Fd
21.09%
4,961
$318,000 0.25%
Dow, Inc.
12.50%
6,441
$307,000 0.24%
Enterprise Prods Partners L P
11.27%
10,059
$287,000 0.22%
Cvs Health Corp Com
4.45%
4,557
$287,000 0.22%
Lyondellbasell Industries N V Shs - A -
4.23%
2,919
$261,000 0.20%
Verizon Communications, Inc.
7.25%
4,235
$256,000 0.20%
Cbs Corp Cl B
3.38%
5,922
$239,000 0.19%
Kraft Heinz Co Com
88.55%
8,517
$238,000 0.19%
Ishares Edge Msci Usa Momentum Factor Etf
28.85%
1,831
$218,000 0.17%
Ishares Trust S&p Global Info Technology
9.26%
1,107
$205,000 0.16%
Vanguard Short Term Bond
No change
2,475
$200,000 0.16%
Powershares Etf Senior Loan Port Nyse Arca Inc
No change
7,733
$175,000 0.14%
Blackrock Investmentquality Municipal Trust Inc
11.51%
10,380
$162,000 0.13%
Sysco Corp Com
15.66%
1,922
$153,000 0.12%
Unilever N V N Y Shs New
No change
2,485
$149,000 0.12%
Southern Co Com
12.09%
2,348
$145,000 0.11%
Kimberly Clark Corp Com
10.42%
1,014
$144,000 0.11%
Ishares 20 Yr Treasury Etf
Opened
959
$137,000 0.11%
Pfizer Inc.
21.59%
3,767
$135,000 0.11%
Ishares Msci Floating Rate Not E Funding Etf
No change
2,571
$131,000 0.10%
Ishares Iboxx High Yield Corporate Bond Etf
72.15%
1,424
$124,000 0.10%
Lockheed Martin Corp.
16.97%
318
$124,000 0.10%
QUALCOMM, Inc.
13.09%
1,580
$120,000 0.09%
Travelers Companies Inc Com
16.28%
792
$118,000 0.09%
Cisco Sys Inc
4.71%
2,365
$117,000 0.09%
Duke Energy Corp New Com New
15.16%
1,192
$114,000 0.09%
First Trust Tactical High Yield Etf
Closed
2,315
$111,000
Bb&t Corp Com
15.83%
2,042
$109,000 0.08%
Ishares Tr Lehman Short Trea Bdfd
No change
907
$100,000 0.08%
Direxion Daily S&P Biotech Bull 3X Shares
310,400.00%
3,105
$96,000 0.07%
Main Street Capital Corp Com
No change
2,220
$96,000 0.07%
Brookfield Infrastructure Partners Lpisin #bmg162521014 Sedol #b2nhy98
No change
1,905
$95,000 0.07%
AbbVie, Inc.
15.40%
1,236
$94,000 0.07%
Mastercard, Inc.
909.09%
333
$90,000 0.07%
General Electric Co Com
21.78%
10,000
$89,000 0.07%
Reality Shares Divs Etf
21.87%
3,355
$88,000 0.07%
Dnp Select Income Fd Inc
No change
5,960
$77,000 0.06%
Comcast Corp New Cl A
No change
1,645
$74,000 0.06%
Visa, Inc.
Opened
400
$69,000 0.05%
Ishares S&p Smallcap 600 Etf
257.85%
866
$67,000 0.05%
The Blackstone Group, Inc.
No change
1,360
$66,000 0.05%
Philip Morris International, Inc.
134.77%
871
$66,000 0.05%
Cohen & Steers Quality Income Rlty Fd Inc
No change
4,035
$64,000 0.05%
Vanguard Small Cap Value Etf
Opened
500
$64,000 0.05%
Vanguard Intermediate-term Bond
No change
725
$64,000 0.05%
Eaton Vance Tax Managed Buy Write
No change
4,000
$59,000 0.05%
Coca Cola Co Com
67.34%
994
$54,000 0.04%
Netflix Com Inc
No change
200
$54,000 0.04%
Facebook, Inc.
50.51%
298
$53,000 0.04%
Ishares International Select Dividend Etf
No change
1,730
$53,000 0.04%
Autozone Inc Nev
35.29%
46
$50,000 0.04%
NetApp, Inc.
Closed
814
$50,000
Blackrock Util & Infrastrcture Tr Com
No change
2,000
$49,000 0.04%
Merck & Co., Inc.
No change
583
$49,000 0.04%
Target Corp Com
No change
435
$47,000 0.04%
Ishares S&p Small-cap 600 Value Etf
No change
298
$45,000 0.04%
SPDR DoubleLine Total Return Tactical ETF
52.91%
890
$44,000 0.03%
Progressive Corp Ohio Com
No change
563
$43,000 0.03%
Vanguard Short Term Corp Bond Fd Etf
0.38%
526
$43,000 0.03%
Chipotle Mexican Grill, Inc.
Opened
50
$42,000 0.03%
Cadence Design System Inc Com
No change
638
$42,000 0.03%
Mondelez International, Inc.
No change
751
$42,000 0.03%
Kkr & Co Lp
No change
1,530
$41,000 0.03%
Varian Med Sys Inc Com
No change
336
$40,000 0.03%
Norfolk Southern Crp
Closed
203
$40,000
Automatic Data Processing, Inc.
No change
240
$39,000 0.03%
Akamai Tech
Opened
417
$38,000 0.03%
Burlington Stores, Inc.
Opened
192
$38,000 0.03%
Vanguard Energy
Opened
490
$38,000 0.03%
Baxter Intl Inc Com
No change
438
$38,000 0.03%
Dunkin Brands Group Inc Com
Opened
473
$38,000 0.03%
EMCOR Group, Inc.
Opened
434
$37,000 0.03%
Intel Corp Com
82.07%
721
$37,000 0.03%
Lilly Eli & Co Com
No change
329
$37,000 0.03%
Ciena Corp Com New
Opened
955
$37,000 0.03%
Oracle Corp.
No change
677
$37,000 0.03%
CSX Corp.
Opened
525
$36,000 0.03%
Fortinet, Inc.
No change
467
$36,000 0.03%
Roper Industries Inc
Opened
100
$36,000 0.03%
Schlumberger Ltd Com
No change
1,061
$36,000 0.03%
Bristol Myers Squibb Co Com
59.12%
689
$35,000 0.03%
American Express Co Com
Opened
300
$35,000 0.03%
Biogen Idec Inc
No change
151
$35,000 0.03%
Altria Group, Inc.
No change
841
$34,000 0.03%
Huntington Ingalls Inds Inc Com
No change
162
$34,000 0.03%
Powershares Cef Income
No change
1,521
$34,000 0.03%
Vanguard Reit Index Etf
No change
367
$34,000 0.03%
Zebra Technologies Corp.
No change
165
$34,000 0.03%
Corteva, Inc.
Opened
1,170
$33,000 0.03%
Allergan Plc Shs
Closed
197
$33,000
TripAdvisor, Inc.
Closed
720
$33,000
Epam Sys Inc Com
No change
180
$33,000 0.03%
Google Inc
No change
25
$31,000 0.02%
Energy Transfer Equity L P Com Unit Ltd Partnership
No change
2,350
$31,000 0.02%
Ishares Trust Russell 3000 Index Fd
No change
179
$31,000 0.02%
Alphabet Inc Cap Stk Cl C
Opened
25
$30,000 0.02%
Alliancebernstein Global High Income
1.65%
2,469
$30,000 0.02%
Pvh Corp Com
Closed
303
$29,000
Direxion Daily Csi China Internet Index Bull 2x Shares
Closed
1,150
$28,000
Consolidated Edison, Inc.
No change
300
$28,000 0.02%
Alpine Global Premier Properties Fd
No change
4,172
$26,000 0.02%
Ishares Amt-free Muni Bond Etf
No change
228
$26,000 0.02%
Walgreens Boots Alliance, Inc.
No change
467
$26,000 0.02%
Waste Mgmt Inc Del Com
Opened
225
$26,000 0.02%
Dover Corp Com
No change
257
$26,000 0.02%
Walmart, Inc.
No change
212
$25,000 0.02%
ServiceNow, Inc.
Opened
100
$25,000 0.02%
Discover Financial Services
No change
283
$23,000 0.02%
Palo Alto Networks, Inc.
Closed
114
$23,000
Intl Business Machines
No change
160
$23,000 0.02%
Centene Corp.
No change
522
$23,000 0.02%
Pimco Etf Tr 0-5 Yr High Yield Corp Bd Index Fd
No change
227
$23,000 0.02%
Adobe Sys Inc
No change
79
$22,000 0.02%
Amerigas Partners Lp Units Ltd Partnership Int
Closed
640
$22,000
Deckers Outdoor Corp.
No change
152
$22,000 0.02%
Jpmorgan Diversified Return International Equity Etf
0.78%
390
$21,000 0.02%
Vaneck Vectors Morningstar Wide Moat Etf
Closed
428
$21,000
Ugi Corp New Com
Opened
408
$21,000 0.02%
Eaton Corp Plc Shs
No change
244
$20,000 0.02%
Pacer Us Cash Cows 100 Etf
Closed
670
$19,000
UnitedHealth Group, Inc.
No change
85
$18,000 0.01%
Cinemark Holdings, Inc.
No change
476
$18,000 0.01%
Ishares Core S&p Mid Cap Etf
74.47%
82
$16,000 0.01%
Ishares Tr Russell Midcap Index Fd
0.36%
282
$16,000 0.01%
Jpmorgan Diversified Return Emerging Markets Equity Etf
0.96%
314
$16,000 0.01%
3m Co Com
Opened
100
$16,000 0.01%
Fidelity Msci Matls Index Etf
No change
482
$16,000 0.01%
Ishares Msci Japan Etf
No change
268
$15,000 0.01%
Ishares 7-10 Yr Treasury Bond Etf
Closed
138
$15,000
Air Prods & Chems Inc Com
No change
66
$15,000 0.01%
Parker Hannifin Corp Com
No change
79
$14,000 0.01%
Citigroup, Inc.
Opened
200
$14,000 0.01%
Glaxosmithkline Plc Sponsored Adr
No change
333
$14,000 0.01%
Devon Energy Corp.
Closed
466
$13,000
FireEye, Inc.
Opened
963
$13,000 0.01%
Alibaba Group Hldg Ltd Sponsored Ads
No change
74
$12,000 0.01%
CoreCivic, Inc.
2.53%
690
$12,000 0.01%
Fidelity National Financial In Fnf Group Com
No change
244
$11,000 0.01%
Ishares Msci Eafe Small Cap Etf
No change
184
$11,000 0.01%
Alexion Pharma Inc
Opened
100
$10,000 0.01%
Fidelity Natl Information Svcs Com
No change
75
$10,000 0.01%
Texas Instrs Inc Com
No change
81
$10,000 0.01%
Xilinx, Inc.
Opened
100
$10,000 0.01%
Intl Paper Co Com
No change
247
$10,000 0.01%
Technology Select Sector Spdr
No change
125
$10,000 0.01%
Northrop Grumman Corp Com
No change
24
$9,000 0.01%
Alps Trust Etf Alerian Mlp
No change
990
$9,000 0.01%
Invesco Kbw Premium Yield Equity Reit Etf
1.38%
293
$9,000 0.01%
Ingersoll-rand Plc Shs
No change
50
$6,000 0.00%
Corning, Inc.
No change
197
$6,000 0.00%
Phillips 66
Opened
57
$6,000 0.00%
Invesco Dwa Tactical Sector Rotation Etf
0.50%
201
$6,000 0.00%
American Elec Pwr Co Inc Com
No change
62
$6,000 0.00%
Fidelity Msci Utils Index Etf
99.34%
133
$6,000 0.00%
First Trust Valueline 100 Exchange-traded Fund
0.41%
246
$5,000 0.00%
Proshares Global Listed Private Equity Etf
2.01%
152
$5,000 0.00%
Ishares Tr Dow Jonesus Aerospace & Def
No change
23
$5,000 0.00%
Beyond Meat, Inc.
Opened
25
$4,000 0.00%
Energy Select Sector Spdr
1.89%
54
$3,000 0.00%
Ishares Us Real Estate Etf
99.34%
29
$3,000 0.00%
Lear Corp Com New
No change
25
$3,000 0.00%
Medtronic Plc Shs
No change
14
$2,000 0.00%
Allegion Plc
No change
16
$2,000 0.00%
Gartner, Inc.
No change
14
$2,000 0.00%
Packaging Corp Of America
No change
16
$2,000 0.00%
Alcon Inc Ord Shs
Opened
35
$2,000 0.00%
Interpublic Group Cos Inc Com
No change
87
$2,000 0.00%
Direxion Shs Etf Tr Small Cap Bull 3x Shs
No change
10
$1,000 0.00%
TE Connectivity Ltd.
No change
15
$1,000 0.00%
NVIDIA Corp.
No change
6
$1,000 0.00%
Chemours Co Com
No change
60
$1,000 0.00%
Johnson Ctls Inc
No change
14
$1,000 0.00%
Direxion Daily Msci Mexico Bull 3x Shares
No change
1
$0 0.00%
Tesla Motors Inc
No change
1
$0 0.00%
Proshares Ultra Vix Short-term Futures Etf
99.99%
1
$0 0.00%
CenturyLink, Inc.
No change
2
$0 0.00%
Vanguard Ftse Emerging Markets Etf
No change
1
$0 0.00%
Ishares Gsci Commodity Indexed Tr Etf
No change
32
$0 0.00%
Adient Plc Ord Shs
No change
1
$0 0.00%
Genocea Biosciences Inc Com New
No change
63
$0 0.00%
Frontier Communications Corp Com New
No change
1
$0 0.00%
Jazz Pharmaceuticalsinc
No change
1
$0 0.00%
Mallinckrodt Pub Ltd Co Shs
No change
1
$0 0.00%
Nvent Electric Plc Shs
No change
3
$0 0.00%
Pentair Plc Shs
No change
3
$0 0.00%
PJT Partners, Inc.
No change
1
$0 0.00%
Direxion Daily Natural Gas Related Bull 3x Shares Etf
No change
0
$0
Square, Inc.
No change
1
$0 0.00%
Eqt Corp Com
Closed
30
$0
Equitrans Midstream Corporatio Com
Closed
24
$0
Veritiv Corp.
No change
4
$0 0.00%
Direxion Daily Msci India Bull 3x Shares
No change
1
$0 0.00%
Direxion Shs Exch Trd Fd Emerging Market Bull 3x
No change
1
$0 0.00%
Direxion Shs Exch Trd Fd Technology Bull 3x Shs
No change
1
$0 0.00%
First Tr Exch Tradedalphadex Fd Ii Asia Pac Ex Japan Alphadex Fd
No change
1
$0 0.00%
Direxion Daily South Korea Bull 3x Shares
No change
1
$0 0.00%
No transactions found
Showing first 500 out of 274 holdings