Regent Investment Management 13F annual report
Regent Investment Management is an investment fund managing more than $373 million ran by Steven Naiser. There are currently 197 companies in Mr. Naiser’s portfolio. The largest investments include Apple Inc and Microsoft, together worth $38.7 million.
$373 million Assets Under Management (AUM)
As of 19th January 2023, Regent Investment Management’s top holding is 187,159 shares of Apple Inc currently worth over $24.3 million and making up 6.5% of the portfolio value.
Relative to the number of outstanding shares of Apple Inc, Regent Investment Management owns more than approximately 0.1% of the company.
In addition, the fund holds 59,898 shares of Microsoft worth $14.4 million, whose value fell 4.5% in the past six months.
The third-largest holding is JPMorgan Chase & Co worth $12.2 million and the next is Alphabet Inc worth $11.6 million, with 130,596 shares owned.
Currently, Regent Investment Management's portfolio is worth at least $373 million. The total portfolio value may be much higher due to cash
assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.
Careers at Regent Investment Management
The Regent Investment Management office and employees reside in Louisville, Kentucky. According to the last 13-F report filed with the SEC, Steven Naiser serves as the VICE PRESIDENT at Regent Investment Management.
Recent trades
In the most recent 13F filing, Regent Investment Management revealed that it had opened a new position in
Nike and bought 23,875 shares worth $2.79 million.
This means they effectively own approximately 0.1% of the company.
Nike makes up
6.5%
of the fund's Consumer Discretionary sector allocation and has decreased its share price by 11.9% in the past year.
The investment fund also strengthened its position in Microsoft by buying
325 additional shares.
This makes their stake in Microsoft total 59,898 shares worth $14.4 million.
Microsoft dropped 18.9% in the past year.
On the other hand, there are companies that Regent Investment Management is getting rid of from its portfolio.
Regent Investment Management closed its position in Lyondellbasell Inds F Class A on 26th January 2023.
It sold the previously owned 4,100 shares for $309 thousand.
Steven Naiser also disclosed a decreased stake in Apple Inc by approximately 0.1%.
This leaves the value of the investment at $24.3 million and 187,159 shares.
One of the smaller hedge funds
The two most similar investment funds to Regent Investment Management are Astor Investment Management and Alpine Global Management. They manage $373 million and $373 million respectively.
Steven Naiser investment strategy
Regent Investment Management’s portfolio is diversified across 13 sectors.
Currently, their heaviest sector is Technology — making up 17.3% of
the total portfolio value.
The fund focuses on investments in the United States as
56.3% of the portfolio companies
are based in the United States.
The majority of the companies in the fund’s portfolio are large-cap stocks.
Stocks with a size of more than $10 billion in market cap make up
52% of the total holdings value.
On the other hand, small-cap stocks make up only 1.5% of the portfolio.
The average market cap of the portfolio companies is close to $158 billion.
The complete list of Regent Investment Management trades based on 13F SEC filings
These positions were updated on January 26th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.
| Security | Shares Owned | Value | Allocation |
|---|---|---|---|
| Apple Inc |
1.89%
187,159
|
$24,318,000 | 6.51% |
| Microsoft Corporation |
0.55%
59,898
|
$14,365,000 | 3.85% |
| JPMorgan Chase & Co. |
0.21%
90,766
|
$12,172,000 | 3.26% |
| Alphabet Inc |
1.30%
130,596
|
$11,588,000 | 3.10% |
| Horizon Therapeutics P F |
1.97%
101,451
|
$11,545,000 | 3.09% |
| Johnson & Johnson |
0.00%
62,210
|
$10,990,000 | 2.94% |
| CVS Health Corp |
1.32%
85,936
|
$8,008,000 | 2.15% |
| Procter And Gamble Co |
0.04%
48,656
|
$7,374,000 | 1.98% |
| Amazon.com Inc. |
1.63%
85,665
|
$7,196,000 | 1.93% |
| Brown-Forman Corporation |
1.48%
115,917
|
$7,614,000 | 2.04% |
| Bristol-Myers Squibb Co. |
1.14%
95,901
|
$6,901,000 | 1.85% |
| Merck & Co Inc |
0.95%
61,937
|
$6,872,000 | 1.84% |
| Qualcomm, Inc. |
0.50%
61,840
|
$6,799,000 | 1.82% |
| Pfizer Inc. |
1.33%
109,392
|
$5,605,000 | 1.50% |
| Mckesson Corporation |
0.32%
14,105
|
$5,291,000 | 1.42% |
| Broadcom Inc. |
1.67%
9,146
|
$5,114,000 | 1.37% |
| Bk Of America Corp |
8.33%
153,351
|
$5,079,000 | 1.36% |
| Unitedhealth Grp Inc |
0.26%
9,246
|
$4,902,000 | 1.31% |
| Alphabet Inc |
3.94%
53,870
|
$4,753,000 | 1.27% |
| Raytheon Technologies Corporation |
0.30%
45,795
|
$4,622,000 | 1.24% |
| Williams Cos Inc |
0.58%
130,295
|
$4,287,000 | 1.15% |
| Meta Platforms Inc |
13.82%
34,742
|
$4,181,000 | 1.12% |
| Lowes Cos Inc |
1.15%
20,646
|
$4,114,000 | 1.10% |
| Visa Inc |
0.87%
18,025
|
$3,745,000 | 1.00% |
| Tjx Cos Inc New |
1.55%
45,989
|
$3,661,000 | 0.98% |
| Thermo Fisher Scientific Inc. |
0.60%
6,608
|
$3,639,000 | 0.97% |
| Morgan Stanley |
1.76%
41,625
|
$3,539,000 | 0.95% |
| Ameriprise Finl |
No change
10,713
|
$3,336,000 | 0.89% |
| Abbvie Inc |
0.49%
20,488
|
$3,311,000 | 0.89% |
| Wesbanco, Inc. |
4.09%
89,087
|
$3,294,000 | 0.88% |
| Chevron Corp. |
0.56%
17,962
|
$3,224,000 | 0.86% |
| Albemarle Corp. |
4.64%
13,980
|
$3,032,000 | 0.81% |
| Comcast Corp New Class A |
7.27%
85,904
|
$3,004,000 | 0.80% |
| Skyworks Solutions, Inc. |
0.23%
32,225
|
$2,937,000 | 0.79% |
| Toro Co. |
No change
25,480
|
$2,884,000 | 0.77% |
| Nike, Inc. |
Opened
23,875
|
$2,794,000 | 0.75% |
| Home Depot, Inc. |
0.58%
8,584
|
$2,711,000 | 0.73% |
| Micron Technology Inc. |
7.05%
54,118
|
$2,705,000 | 0.72% |
| American Express Co. |
0.64%
17,951
|
$2,652,000 | 0.71% |
| Mastercard Inc Class A |
1.00%
7,560
|
$2,629,000 | 0.70% |
| Mosaic Company |
0.74%
59,030
|
$2,590,000 | 0.69% |
| Coca-Cola Co |
No change
40,108
|
$2,551,000 | 0.68% |
| Oracle Corp. |
0.55%
30,922
|
$2,528,000 | 0.68% |
| Pepsico Inc |
2.24%
13,449
|
$2,430,000 | 0.65% |
| Verizon Communicatn |
9.60%
57,804
|
$2,278,000 | 0.61% |
| Fiserv, Inc. |
0.72%
21,443
|
$2,167,000 | 0.58% |
| Cisco Systems, Inc. |
2.00%
44,063
|
$2,099,000 | 0.56% |
| Freeport-McMoRan Inc |
0.63%
54,010
|
$2,052,000 | 0.55% |
| General Mls Inc |
1.01%
24,385
|
$2,045,000 | 0.55% |
| Workday Inc Com Usd0.001cl A |
No change
11,990
|
$2,006,000 | 0.54% |
| Danaher Corp. |
No change
7,500
|
$1,991,000 | 0.53% |
| Prudential Finl Inc |
0.15%
19,815
|
$1,971,000 | 0.53% |
| Schwab Strategic Tr |
1.51%
96,283
|
$2,662,000 | 0.71% |
| Abbott Labs |
No change
17,302
|
$1,900,000 | 0.51% |
| Costco Wholesale Corp |
137.95%
4,057
|
$1,852,000 | 0.50% |
| Cardinal Health, Inc. |
1.93%
23,655
|
$1,818,000 | 0.49% |
| Honeywell International Inc |
0.72%
8,397
|
$1,799,000 | 0.48% |
| Mondelez International Inc. |
No change
26,716
|
$1,781,000 | 0.48% |
| Philip Morris International Inc |
No change
17,477
|
$1,769,000 | 0.47% |
| Disney Walt Co |
1.10%
20,308
|
$1,764,000 | 0.47% |
| Emerson Elec Co |
No change
17,197
|
$1,652,000 | 0.44% |
| Goldman Sachs Group, Inc. |
0.63%
4,735
|
$1,626,000 | 0.44% |
| Texas Instrs Inc |
1.04%
9,550
|
$1,578,000 | 0.42% |
| Humana Inc. |
4.40%
3,045
|
$1,560,000 | 0.42% |
| Berkshire Hathaway Inc. |
1.96%
5,008
|
$1,547,000 | 0.41% |
| Stryker Corp. |
No change
6,300
|
$1,540,000 | 0.41% |
| Smucker J M Co |
0.16%
9,660
|
$1,531,000 | 0.41% |
| Lilly Eli & Co |
1.20%
4,130
|
$1,511,000 | 0.40% |
| Booking Holdings Inc |
4.11%
746
|
$1,503,000 | 0.40% |
| American Elec Pwr Co Inc |
0.57%
15,710
|
$1,492,000 | 0.40% |
| Conagra Brands Inc |
0.37%
38,462
|
$1,488,000 | 0.40% |
| Kimberly-Clark Corp. |
3.56%
10,845
|
$1,472,000 | 0.39% |
| Kinder Morgan Inc |
1.59%
81,325
|
$1,470,000 | 0.39% |
| MetLife, Inc. |
No change
20,235
|
$1,464,000 | 0.39% |
| Walgreens Boots Alliance Inc |
3.77%
37,044
|
$1,384,000 | 0.37% |
| Unilever plc |
0.27%
27,155
|
$1,367,000 | 0.37% |
| Atlantica Sustainable F |
11.81%
51,210
|
$1,326,000 | 0.36% |
| First Solar Inc |
420.94%
8,830
|
$1,323,000 | 0.35% |
| Teck Resources Ltd |
3.24%
34,652
|
$1,311,000 | 0.35% |
| Take-two Interactive Softwar |
13.35%
12,460
|
$1,297,000 | 0.35% |
| Anthem Inc |
No change
2,515
|
$1,290,000 | 0.35% |
| Liberty All Star Equity Fd |
15.58%
222,500
|
$1,268,000 | 0.34% |
| Conocophillips |
1.84%
10,647
|
$1,256,000 | 0.34% |
| NRG Energy Inc. |
2.45%
39,150
|
$1,246,000 | 0.33% |
| Exxon Mobil Corp. |
No change
11,240
|
$1,240,000 | 0.33% |
| ON Semiconductor Corp. |
9.56%
19,215
|
$1,198,000 | 0.32% |
| Becton Dickinson & Co |
2.22%
4,629
|
$1,177,000 | 0.32% |
| NextEra Energy Inc |
44.19%
13,917
|
$1,164,000 | 0.31% |
| Vanguard Intl Equity Index F |
No change
29,731
|
$1,159,000 | 0.31% |
| Livent Corp |
0.87%
58,025
|
$1,153,000 | 0.31% |
| Citigroup Inc |
27.82%
25,341
|
$1,146,000 | 0.31% |
| United Parcel Service, Inc. |
0.79%
6,346
|
$1,103,000 | 0.30% |
| Apellis Pharmaceuticalsinc Com |
No change
21,309
|
$1,102,000 | 0.30% |
| Fedex Corp |
5.32%
6,224
|
$1,078,000 | 0.29% |
| Union Pac Corp |
3.02%
5,015
|
$1,038,000 | 0.28% |
| Amerisourcebergen Corp |
1.62%
6,080
|
$1,008,000 | 0.27% |
| Brixmor Property Group I Reit |
0.23%
44,480
|
$1,008,000 | 0.27% |
| Chubb Ltd F |
2.45%
4,415
|
$974,000 | 0.26% |
| Nextera Energy Partne Lp |
0.44%
13,700
|
$960,000 | 0.26% |
| Travelers Companies Inc. |
1.29%
4,660
|
$874,000 | 0.23% |
| Adobe Inc |
No change
2,510
|
$845,000 | 0.23% |
| Ulta Beauty Inc |
No change
1,787
|
$838,000 | 0.22% |
| Yum Brands Inc. |
No change
6,500
|
$833,000 | 0.22% |
| Applied Matls Inc |
No change
8,410
|
$819,000 | 0.22% |
| 3M Co. |
No change
6,610
|
$793,000 | 0.21% |
| Diageo Plc F Sponsored Adr 1 A |
0.36%
4,400
|
$784,000 | 0.21% |
| Norfolk Southn Corp |
5.43%
3,135
|
$773,000 | 0.21% |
| Chesapeake Energy Corp. |
2.26%
8,145
|
$769,000 | 0.21% |
| Cigna Corp. |
No change
2,165
|
$717,000 | 0.19% |
| Verisign Inc. |
3.47%
3,480
|
$715,000 | 0.19% |
| A T & T Inc |
0.77%
38,593
|
$710,000 | 0.19% |
| HP Inc |
3.59%
25,530
|
$686,000 | 0.18% |
| Palo Alto Networks Inc |
39.56%
4,890
|
$682,000 | 0.18% |
| Kraft Heinz Co |
2.07%
16,518
|
$672,000 | 0.18% |
| Tesla Inc |
No change
5,445
|
$671,000 | 0.18% |
| Expedia Group Inc |
1.44%
7,550
|
$661,000 | 0.18% |
| Taiwan Semiconductor Mfg Ltd |
No change
8,517
|
$634,000 | 0.17% |
| T-Mobile US Inc |
No change
4,450
|
$623,000 | 0.17% |
| Mcdonalds Corp |
No change
2,313
|
$609,000 | 0.16% |
| Rio Tinto plc |
2.29%
8,540
|
$608,000 | 0.16% |
| American Intl Group Inc |
1.08%
9,323
|
$590,000 | 0.16% |
| National Retail Properties I |
No change
12,700
|
$581,000 | 0.16% |
| Caterpillar Inc. |
No change
2,400
|
$575,000 | 0.15% |
| Phillips 66 |
0.92%
5,475
|
$570,000 | 0.15% |
| Illinois Tool Wks Inc |
No change
2,585
|
$569,000 | 0.15% |
| Paypal Holdings Incorpor |
1.80%
7,905
|
$563,000 | 0.15% |
| Ishares Msci Usa Qlty Fact Etf |
0.62%
4,810
|
$548,000 | 0.15% |
| Jabil Inc |
No change
7,950
|
$542,000 | 0.15% |
| Intel Corp. |
10.22%
19,541
|
$517,000 | 0.14% |
| Match Group Inc. |
5.91%
12,030
|
$499,000 | 0.13% |
| Henry Schein Inc. |
No change
6,200
|
$495,000 | 0.13% |
| Hartford Finl Svcs Group Inc |
No change
6,500
|
$493,000 | 0.13% |
| Eaton Corp Plc F |
1.73%
3,118
|
$490,000 | 0.13% |
| S&P Global Inc |
61.67%
1,455
|
$487,000 | 0.13% |
| Vale Sa F Sponsored Adr 1 Adr |
No change
28,400
|
$482,000 | 0.13% |
| V F Corp |
No change
17,300
|
$478,000 | 0.13% |
| Salesforce Inc |
Opened
3,475
|
$461,000 | 0.12% |
| Flex Ltd F |
No change
21,250
|
$456,000 | 0.12% |
| Kroger Co. |
1.94%
10,100
|
$450,000 | 0.12% |
| Atmos Energy Corp. |
No change
4,000
|
$448,000 | 0.12% |
| Etfis Ser Tr I Infracact Mlp |
39.39%
13,850
|
$438,000 | 0.12% |
| Lamar Advertising Co |
9.80%
4,600
|
$434,000 | 0.12% |
| Viatris Inc. |
5.82%
38,477
|
$428,000 | 0.11% |
| Waters Corp. |
No change
1,240
|
$425,000 | 0.11% |
| Western Digital Corp. |
3.63%
13,274
|
$419,000 | 0.11% |
| Square Inc |
20.49%
6,577
|
$413,000 | 0.11% |
| Sysco Corp. |
No change
5,350
|
$409,000 | 0.11% |
| Main Str Cap Corp Com |
No change
10,900
|
$403,000 | 0.11% |
| Vici Pptys Inc |
2.36%
12,425
|
$403,000 | 0.11% |
| Select Sector Spdr Trusttechno |
No change
3,188
|
$397,000 | 0.11% |
| Apollo Commercial Realestate F |
86.60%
36,200
|
$390,000 | 0.10% |
| Energy Transfer L P Lp |
28.00%
32,000
|
$380,000 | 0.10% |
| PVH Corp |
46.84%
5,180
|
$366,000 | 0.10% |
| Ishares Msci Usa Momntum Fct E |
1.98%
2,470
|
$360,000 | 0.10% |
| Golden Ocean Group Ltdcom Usd0 |
166.67%
40,000
|
$348,000 | 0.09% |
| Illumina Inc |
3.02%
1,705
|
$345,000 | 0.09% |
| Ishares Msci Usa Min Vol Fctr |
0.43%
4,629
|
$334,000 | 0.09% |
| Altria Group Inc. |
No change
7,265
|
$332,000 | 0.09% |
| Store Cap Corp |
No change
10,335
|
$331,000 | 0.09% |
| Hillenbrand Inc |
No change
7,713
|
$329,000 | 0.09% |
| Tractor Supply Co. |
No change
1,450
|
$326,000 | 0.09% |
| Medtronic Plc F |
14.31%
4,190
|
$326,000 | 0.09% |
| KKR & Co. Inc |
No change
7,000
|
$325,000 | 0.09% |
| Us Bancorp Del |
No change
7,292
|
$318,000 | 0.09% |
| AMGEN Inc. |
No change
1,193
|
$313,000 | 0.08% |
| Whirlpool Corp. |
No change
2,215
|
$313,000 | 0.08% |
| Activision Blizzard Inc |
No change
4,054
|
$310,000 | 0.08% |
| Lyondellbasell Inds F Class A |
Closed
4,100
|
$309,000 | |
| Carrier Global Corporation |
1.58%
7,477
|
$308,000 | 0.08% |
| Enbridge Inc F |
No change
7,830
|
$306,000 | 0.08% |
| IAC Inc |
54.18%
6,825
|
$303,000 | 0.08% |
| L H C Group |
No change
1,830
|
$296,000 | 0.08% |
| Gaslog Partners Lp Unitltd Ptn |
Opened
43,582
|
$290,000 | 0.08% |
| EBay Inc. |
No change
6,800
|
$282,000 | 0.08% |
| Yum China Holdings Inc |
No change
5,100
|
$279,000 | 0.07% |
| CIENA Corp. |
5.27%
5,390
|
$275,000 | 0.07% |
| Lockheed Martin Corp. |
No change
565
|
$274,000 | 0.07% |
| Lincoln Natl Corp Ind |
No change
8,882
|
$273,000 | 0.07% |
| Blackrock Tcp Capitalcorp Com |
90.91%
21,000
|
$272,000 | 0.07% |
| Stag Industrial Inc Reit |
2.45%
8,375
|
$271,000 | 0.07% |
| Ishares Tr |
No change
4,853
|
$780,000 | 0.21% |
| Entergy Corp. |
No change
2,350
|
$264,000 | 0.07% |
| NVIDIA Corp |
No change
1,776
|
$260,000 | 0.07% |
| Weyerhaeuser Co Mtn Be |
No change
8,125
|
$252,000 | 0.07% |
| Healthcare Realty Trust Class |
26.68%
12,820
|
$247,000 | 0.07% |
| Lumentum Holdings Inc |
No change
4,735
|
$247,000 | 0.07% |
| Seagate Technology Hld F |
No change
4,500
|
$237,000 | 0.06% |
| Lvmh Moet Hennessy Louisvuitto |
Opened
1,585
|
$230,000 | 0.06% |
| Zimmer Biomet Holdingsinc Com |
Opened
1,800
|
$230,000 | 0.06% |
| Duke Energy Corp. |
1.78%
2,229
|
$230,000 | 0.06% |
| Fortive Corp Disc |
No change
3,534
|
$227,000 | 0.06% |
| Schlumberger Ltd |
Opened
4,204
|
$225,000 | 0.06% |
| Ishares Core Dividend Growth E |
Opened
4,345
|
$217,000 | 0.06% |
| The Southern Co. |
Opened
2,900
|
$207,000 | 0.06% |
| Pnc Finl Svcs Group Inc |
Opened
1,305
|
$206,000 | 0.06% |
| Shell Plc F Sponsored Adr 1 Ad |
Opened
3,597
|
$205,000 | 0.05% |
| Waste Management, Inc. |
No change
1,300
|
$204,000 | 0.05% |
| Appharvest Inc |
No change
10,000
|
$6,000 | 0.00% |
| No transactions found | |||
| Showing first 500 out of 198 holdings | |||
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