Three Peaks Capital Management 13F annual report
Three Peaks Capital Management is an investment fund managing more than $300 million ran by Ashley Shockley. There are currently 84 companies in Mrs. Shockley’s portfolio. The largest investments include Lpl Finl Hldgs Inc and Ally Finl Inc, together worth $16.4 million.
$300 million Assets Under Management (AUM)
As of 5th October 2021, Three Peaks Capital Management’s top holding is 55,265 shares of Lpl Finl Hldgs Inc currently worth over $8.66 million and making up 2.9% of the portfolio value.
In addition, the fund holds 151,241 shares of Ally Finl Inc worth $7.72 million.
The third-largest holding is IQVIA Inc worth $6.92 million and the next is SS&C Technologies Inc worth $6.31 million, with 90,961 shares owned.
Currently, Three Peaks Capital Management's portfolio is worth at least $300 million. The total portfolio value may be much higher due to cash
assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.
Careers at Three Peaks Capital Management
The Three Peaks Capital Management office and employees reside in Castle Rock, Colorado. According to the last 13-F report filed with the SEC, Ashley Shockley serves as the Chief Compliance Officer at Three Peaks Capital Management.
Recent trades
In the most recent 13F filing, Three Peaks Capital Management revealed that it had opened a new position in
Caesars Entertainment Inc Ne and bought 40,088 shares worth $4.5 million.
The investment fund also strengthened its position in Lpl Finl Hldgs Inc by buying
6,342 additional shares.
This makes their stake in Lpl Finl Hldgs Inc total 55,265 shares worth $8.66 million.
On the other hand, there are companies that Three Peaks Capital Management is getting rid of from its portfolio.
Three Peaks Capital Management closed its position in Constellation Brands on 12th October 2021.
It sold the previously owned 16,459 shares for $3.75 million.
Ashley Shockley also disclosed a decreased stake in IQVIA Inc by approximately 0.1%.
This leaves the value of the investment at $6.92 million and 28,882 shares.
One of the smaller hedge funds
The two most similar investment funds to Three Peaks Capital Management are Littlejohn & Co and Alliance Wealth Management. They manage $300 million and $300 million respectively.
Ashley Shockley investment strategy
Three Peaks Capital Management’s portfolio is diversified across 10 sectors.
Currently, their heaviest sector is Industrials — making up 16.7% of
the total portfolio value.
The fund focuses on investments in the United States as
57.1% of the portfolio companies
are based in the United States.
The majority of the companies in the fund’s portfolio are large-cap stocks.
Stocks with a size of more than $10 billion in market cap make up
42% of the total holdings value.
On the other hand, small-cap stocks make up only 3.6% of the portfolio.
The average market cap of the portfolio companies is close to $19.6 billion.
The complete list of Three Peaks Capital Management trades based on 13F SEC filings
These positions were updated on October 12th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.
| Security | Shares Owned | Value | Allocation |
|---|---|---|---|
| Lpl Finl Hldgs Inc |
12.96%
55,265
|
$8,663,000 | 2.88% |
| Ally Finl Inc |
11.08%
151,241
|
$7,721,000 | 2.57% |
| IQVIA Holdings Inc |
1.75%
28,882
|
$6,918,000 | 2.30% |
| SS&C Technologies Holdings Inc |
0.29%
90,961
|
$6,313,000 | 2.10% |
| Churchill Downs, Inc. |
187.97%
25,448
|
$6,110,000 | 2.03% |
| Avantor Inc. |
0.86%
145,065
|
$5,933,000 | 1.98% |
| Ball Corp. |
121.73%
64,724
|
$5,823,000 | 1.94% |
| Nasdaq Inc |
2.41%
30,092
|
$5,808,000 | 1.93% |
| Catalent Inc. |
0.49%
42,024
|
$5,592,000 | 1.86% |
| Motorola Solutions Inc |
5.05%
23,767
|
$5,522,000 | 1.84% |
| Vertiv Holdings Co |
1.67%
221,699
|
$5,341,000 | 1.78% |
| Gallagher Arthur J & Co |
15.04%
35,851
|
$5,329,000 | 1.77% |
| GFL Environmental Inc. |
32.22%
141,320
|
$5,250,000 | 1.75% |
| TransUnion |
0.17%
46,416
|
$5,213,000 | 1.74% |
| Xylem Inc |
6.21%
41,221
|
$5,098,000 | 1.70% |
| Teleflex Incorporated |
2.66%
13,472
|
$5,073,000 | 1.69% |
| Keysight Technologies Inc |
1.04%
29,927
|
$4,917,000 | 1.64% |
| CDW Corp |
2.24%
26,461
|
$4,816,000 | 1.60% |
| Zebra Technologies Corporati |
5.07%
9,046
|
$4,662,000 | 1.55% |
| Wesco International, Inc. |
1.76%
39,917
|
$4,603,000 | 1.53% |
| Caesars Entertainment Inc Ne |
Opened
40,088
|
$4,501,000 | 1.50% |
| Discover Finl Svcs |
7.46%
36,418
|
$4,474,000 | 1.49% |
| Marvell Technology Inc |
Opened
71,517
|
$4,313,000 | 1.44% |
| Brown & Brown, Inc. |
1.56%
77,259
|
$4,284,000 | 1.43% |
| Gartner, Inc. |
1.01%
14,008
|
$4,257,000 | 1.42% |
| Zimmer Biomet Holdings Inc |
23.72%
28,890
|
$4,228,000 | 1.41% |
| Mattel, Inc. |
1.69%
224,376
|
$4,164,000 | 1.39% |
| LKQ Corp |
10.57%
76,572
|
$3,853,000 | 1.28% |
| Black Knight Inc |
Opened
52,196
|
$3,758,000 | 1.25% |
| Constellation Brands, Inc. |
Closed
16,459
|
$3,753,000 | |
| Verisk Analytics Inc |
25.41%
18,725
|
$3,750,000 | 1.25% |
| Goodyear Tire & Rubr Co |
35.12%
209,249
|
$3,704,000 | 1.23% |
| Clarivate Plc |
101.90%
165,122
|
$3,616,000 | 1.20% |
| Marvell Technology Group Ltd |
Closed
73,337
|
$3,592,000 | |
| Cushman Wakefield Plc |
Opened
192,589
|
$3,584,000 | 1.19% |
| Ishares Tr |
3.52%
124,923
|
$8,014,000 | 2.67% |
| Bio Rad Labs Inc |
2.29%
4,741
|
$3,537,000 | 1.18% |
| Spdr Ser Tr |
4.31%
127,845
|
$3,502,000 | 1.17% |
| Elanco Animal Health Inc |
63.17%
109,510
|
$3,492,000 | 1.16% |
| Qorvo Inc |
0.94%
20,767
|
$3,472,000 | 1.16% |
| Crown Holdings, Inc. |
20.08%
34,440
|
$3,471,000 | 1.16% |
| Performance Food Group Company |
59.51%
74,380
|
$3,456,000 | 1.15% |
| Entegris Inc |
6.62%
27,218
|
$3,427,000 | 1.14% |
| Ssga Active Etf Tr |
4.37%
74,322
|
$3,420,000 | 1.14% |
| HCA Healthcare Inc |
1.51%
14,074
|
$3,416,000 | 1.14% |
| Aptiv PLC |
5.84%
22,460
|
$3,346,000 | 1.11% |
| Evoqua Water Technologies Corp |
7.43%
88,857
|
$3,337,000 | 1.11% |
| Fleetcor Technologies Inc |
Closed
12,420
|
$3,336,000 | |
| Broadridge Finl Solutions In |
0.22%
19,825
|
$3,304,000 | 1.10% |
| Diversey Hldgs Ltd |
3.18%
205,391
|
$3,294,000 | 1.10% |
| American Wtr Wks Co Inc New |
14.75%
19,168
|
$3,240,000 | 1.08% |
| Palo Alto Networks Inc |
41.89%
6,680
|
$3,200,000 | 1.07% |
| Teledyne Technologies Inc |
29.24%
7,404
|
$3,181,000 | 1.06% |
| Azek Co Inc |
27.39%
85,175
|
$3,111,000 | 1.04% |
| Service Corp Intl |
14.40%
50,922
|
$3,069,000 | 1.02% |
| Championx Corporation |
2.29%
136,756
|
$3,058,000 | 1.02% |
| Planet Fitness Inc |
109.47%
38,803
|
$3,048,000 | 1.02% |
| Howard Hughes Corporation |
0.75%
34,701
|
$3,047,000 | 1.01% |
| Dell Technologies Inc |
Closed
34,452
|
$3,037,000 | |
| Vontier Corporation |
Closed
99,270
|
$3,005,000 | |
| Under Armour Inc |
Closed
135,341
|
$2,999,000 | |
| Synchrony Financial |
Opened
60,823
|
$2,973,000 | 0.99% |
| Dine Brands Global Inc |
Closed
31,681
|
$2,852,000 | |
| Berry Global Group Inc |
22.72%
46,308
|
$2,819,000 | 0.94% |
| WestRock Co |
Closed
53,673
|
$2,794,000 | |
| AdaptHealth Corp. |
51.87%
115,774
|
$2,696,000 | 0.90% |
| Global Pmts Inc |
25.48%
16,699
|
$2,631,000 | 0.88% |
| Shift4 Pmts Inc |
91.17%
33,928
|
$2,630,000 | 0.88% |
| Ameriprise Finl Inc |
Closed
11,307
|
$2,628,000 | |
| XPO Logistics Inc |
Closed
21,168
|
$2,610,000 | |
| Republic Svcs Inc |
1.80%
21,678
|
$2,603,000 | 0.87% |
| Bright Horizons Fam Sol In D |
Opened
18,470
|
$2,575,000 | 0.86% |
| Dollar Tree Inc |
Closed
21,921
|
$2,509,000 | |
| Service Pptys Tr |
Closed
210,275
|
$2,494,000 | |
| Leslies Inc |
9.29%
119,541
|
$2,455,000 | 0.82% |
| NortonLifeLock Inc |
Closed
114,693
|
$2,438,000 | |
| Builders Firstsource Inc |
14.50%
46,562
|
$2,409,000 | 0.80% |
| Rackspace Technology, Inc. |
15.89%
169,045
|
$2,404,000 | 0.80% |
| Molson Coors Beverage Company |
Opened
51,692
|
$2,397,000 | 0.80% |
| Dominos Pizza Inc |
Closed
6,389
|
$2,350,000 | |
| Bath & Body Works Inc |
Opened
36,825
|
$2,321,000 | 0.77% |
| ON Semiconductor Corp. |
4.35%
50,579
|
$2,315,000 | 0.77% |
| Resideo Technologies Inc |
95.44%
93,084
|
$2,308,000 | 0.77% |
| Carmax Inc |
Closed
17,331
|
$2,299,000 | |
| Westlake Chem Corp |
Closed
25,623
|
$2,275,000 | |
| Realogy Hldgs Corp |
Closed
149,956
|
$2,269,000 | |
| Lamb Weston Holdings Inc |
Closed
29,123
|
$2,256,000 | |
| Stanley Black & Decker Inc |
Opened
12,235
|
$2,145,000 | 0.71% |
| Commscope Hldg Co Inc |
82.58%
153,092
|
$2,081,000 | 0.69% |
| Hannon Armstrong Sust Infr C |
Closed
36,198
|
$2,031,000 | |
| Live Nation Entertainment In |
Opened
22,217
|
$2,025,000 | 0.67% |
| CDK Global Inc |
Closed
37,020
|
$2,001,000 | |
| Masco Corp. |
Closed
33,207
|
$1,989,000 | |
| Avaya Hldgs Corp |
Closed
70,873
|
$1,987,000 | |
| Ametek Inc |
11.85%
16,008
|
$1,985,000 | 0.66% |
| Us Foods Hldg Corp |
7.37%
57,118
|
$1,980,000 | 0.66% |
| Vici Pptys Inc |
Opened
67,602
|
$1,921,000 | 0.64% |
| Sabre Corp |
Closed
129,097
|
$1,912,000 | |
| Lumentum Holdings Inc |
Closed
20,352
|
$1,859,000 | |
| Advanced Energy Inds |
Closed
16,870
|
$1,842,000 | |
| Williams-Sonoma, Inc. |
Closed
10,193
|
$1,827,000 | |
| Store Cap Corp |
Closed
54,473
|
$1,825,000 | |
| Leidos Holdings Inc |
0.32%
18,825
|
$1,810,000 | 0.60% |
| Brooks Automation, Inc. |
Closed
21,938
|
$1,791,000 | |
| Ballys Corporation |
Closed
27,357
|
$1,778,000 | |
| Tetra Tech, Inc. |
Closed
12,954
|
$1,758,000 | |
| Godaddy Inc |
Closed
22,460
|
$1,743,000 | |
| FMC Corp. |
Closed
15,457
|
$1,710,000 | |
| Lear Corp. |
Closed
9,262
|
$1,679,000 | |
| Carrier Global Corporation |
Opened
31,855
|
$1,649,000 | 0.55% |
| Science Applications Intl Co |
Closed
19,548
|
$1,634,000 | |
| Centene Corp. |
Closed
23,949
|
$1,531,000 | |
| Ameresco Inc. |
Closed
31,399
|
$1,527,000 | |
| Cadence Design System Inc |
Closed
9,890
|
$1,355,000 | |
| Baker Hughes Company |
Closed
60,094
|
$1,299,000 | |
| Vivint Smart Home Inc |
Closed
88,078
|
$1,261,000 | |
| Allegro Microsystems Inc |
Closed
49,518
|
$1,255,000 | |
| MarketAxess Holdings Inc. |
Closed
2,459
|
$1,224,000 | |
| Zillow Group Inc |
Closed
8,897
|
$1,153,000 | |
| Invesco Exchange Traded Fd T |
No change
7,256
|
$1,087,000 | 0.36% |
| MSCI Inc |
Closed
2,513
|
$1,054,000 | |
| Teradyne, Inc. |
Closed
8,141
|
$991,000 | |
| Booz Allen Hamilton Hldg Cor |
Opened
11,910
|
$945,000 | 0.31% |
| Chegg Inc |
Closed
10,362
|
$888,000 | |
| Syneos Health Inc |
Opened
7,492
|
$655,000 | 0.22% |
| Element Solutions Inc |
Opened
23,791
|
$516,000 | 0.17% |
| Scotts Miracle-Gro Company |
Opened
3,009
|
$440,000 | 0.15% |
| Acadia Healthcare Company In |
Opened
6,881
|
$439,000 | 0.15% |
| Hologic, Inc. |
68.68%
5,907
|
$436,000 | 0.15% |
| PayPal Holdings Inc |
Closed
1,464
|
$356,000 | |
| Sherwin-Williams Co. |
Closed
390
|
$288,000 | |
| Workday Inc |
Closed
1,092
|
$271,000 | |
| Amazon.com Inc. |
Closed
83
|
$257,000 | |
| Starbucks Corp. |
Closed
2,336
|
$255,000 | |
| Microsoft Corporation |
Closed
1,059
|
$250,000 | |
| Fedex Corp |
Closed
841
|
$239,000 | |
| Lowes Cos Inc |
Closed
1,064
|
$202,000 | |
| No transactions found | |||
| Showing first 500 out of 137 holdings | |||
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