Warberg Asset Management 13F annual report

Warberg Asset Management is an investment fund managing more than $22.2 billion ran by Daniel Warsh. There are currently 62 companies in Mr. Warsh’s portfolio. The largest investments include Epr Pptys and Ishares Tr, together worth $2.25 billion.

Limited to 30 biggest holdings

$22.2 billion Assets Under Management (AUM)

As of 2nd August 2024, Warberg Asset Management’s top holding is 60,000 shares of Epr Pptys currently worth over $1.16 billion and making up 5.2% of the portfolio value. In addition, the fund holds 9,899 shares of Ishares Tr worth $1.09 billion. The third-largest holding is RBC Bearings worth $926 million and the next is New England Rlty Assoc Ltd P worth $904 million, with 12,675 shares owned.

Currently, Warberg Asset Management's portfolio is worth at least $22.2 billion. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Warberg Asset Management

The Warberg Asset Management office and employees reside in Winnetka, Illinois. According to the last 13-F report filed with the SEC, Daniel Warsh serves as the Managing Member at Warberg Asset Management.

Recent trades

In the most recent 13F filing, Warberg Asset Management revealed that it had opened a new position in Ishares Tr and bought 9,899 shares worth $1.09 billion.

The investment fund also strengthened its position in Epr Pptys by buying 5,226 additional shares. This makes their stake in Epr Pptys total 60,000 shares worth $1.16 billion.

On the other hand, there are companies that Warberg Asset Management is getting rid of from its portfolio. Warberg Asset Management closed its position in Goldman Sachs Etf Tr on 9th August 2024. It sold the previously owned 12,891 shares for $1.29 billion. Daniel Warsh also disclosed a decreased stake in RBC Bearings by 0.3%. This leaves the value of the investment at $926 million and 7,575 shares.

One of the smallest hedge funds

The two most similar investment funds to Warberg Asset Management are Trikon Asset Management Ltd and Jeneq Management L.P.. They manage $22.2 billion and $22.3 billion respectively.

Daniel Warsh investment strategy

Warberg Asset Management’s portfolio is diversified across 5 sectors. Currently, their heaviest sector is Industrials — making up 5.0% of the total portfolio value. The fund focuses on investments in the United States as 14.5% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are small-cap stocks. Stocks with a size of more than $100 million in market cap make up 10% of the total holdings value. On the other hand, large-cap stocks make up only 1.6% of the portfolio. The average market cap of the portfolio companies is close to $43.4 billion.

The complete list of Warberg Asset Management trades based on 13F SEC filings

These positions were updated on August 9th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security	Shares Owned	Value	Allocation
Goldman Sachs Etf Tr	Closed 12,891	$1,290,711,000
Epr Pptys	9.54% 60,000	$1,158,600,000	5.23%
Ishares Tr	Opened 9,899	$1,093,840,000	4.94%
RBC Bearings Inc.	31.14% 7,575	$926,347,000	4.18%
New England Rlty Assoc Ltd P	20.68% 12,675	$904,235,000	4.08%
Blueriver Acquisition Corp	Opened 80,278	$887,875,000	4.01%
Arogo Capital Acquisition Co	Opened 80,279	$875,844,000	3.95%
Climaterock	0.05% 75,390	$866,231,000	3.91%
Four Leaf Acquisition Corp	No change 75,932	$830,696,000	3.75%
Stereotaxis, Inc.	30.75% 461,000	$820,580,000	3.70%
Aquaron Acquisition Corp	Closed 75,713	$820,350,000
Global Star Acquisition Inc	Closed 75,715	$810,908,000
Plutonian Acquisition Corp	Closed 75,213	$807,788,000
Hudson Acquisition I Corp	Closed 74,039	$784,806,000
Canna Global Acquisition Cor	Opened 72,422	$776,053,000	3.50%
Vision Sensing Acquisition C	No change 67,179	$775,917,000	3.50%
Black Hawk Acquisition Corp	Opened 74,120	$751,577,000	3.39%
Zalatoris Acquisition Corp	81.71% 67,420	$744,991,000	3.36%
99 Acquisition Group Inc	2.73% 70,162	$736,799,000	3.33%
Quetta Acquisition Corp	No change 68,700	$711,045,000	3.21%
Oak Woods Acquisition Corp	No change 65,000	$707,200,000	3.19%
Monterey Cap Acquisition Cor	Closed 62,461	$692,692,000
Duet Acquisition Corp	Opened 50,434	$561,583,000	2.53%
Php Ventures Acquisition Cor	Closed 46,719	$519,982,000
Nova Vision Acquisition Corp	Opened 40,849	$493,456,000	2.23%
Roth Ch Acquisition V Co	Opened 44,679	$493,033,000	2.23%
Keen Vision Acquisition Corp	No change 46,000	$486,726,000	2.20%
Trailblazer Merger Corp I	27.76% 43,736	$472,541,000	2.13%
Goldenstone Acquisition Ltd	Closed 41,635	$458,610,000
Bellevue Life Scncs Aqstn Co	47.12% 39,781	$428,839,000	1.94%
Esh Acquisition Corp	2.91% 38,700	$403,254,000	1.82%
VanEck ETF Trust	Opened 9,000	$379,643,000	1.71%
Grayscale Bitcoin Tr Btc	Opened 6,330	$336,946,000	1.52%
Iron Horse Acquisitions Corp	No change 33,267	$334,666,000	1.51%
Quadro Acquisition One Corp	Closed 29,583	$324,969,000
Spdr Ser Tr	Opened 3,500	$321,230,000	1.45%
Aura Fat Projs Acquisition C	100.04% 27,898	$314,968,000	1.42%
Perceptive Cap Solutions Cor	Opened 30,837	$310,220,000	1.40%
Lennar Corp.	Closed 2,000	$309,020,000
NVIDIA Corp	Opened 2,500	$308,750,000	1.39%
Acri Capital Acquisition Cor	62.78% 27,357	$308,587,000	1.39%
Dt Cloud Acquisition Corp	Opened 25,815	$262,539,000	1.18%
Zalatoris Ii Acquisition Cor	Opened 23,698	$259,730,000	1.17%
AP Acquisition Corp	Closed 22,872	$257,996,000
Excelfin Acquisition Corp	Closed 22,280	$243,520,000
Technology Telecom Acq Cor	Opened 17,414	$208,097,000	0.94%
Inception Growth Acqustn Ltd	61.92% 17,616	$199,061,000	0.90%
Altenergy Acquisition Corp	Closed 16,139	$180,757,000
Amprius Technologies Inc	Opened 133,637	$169,719,000	0.77%
Hertz Global Holdings Inc.	Opened 47,800	$168,734,000	0.76%
Aimei Health Technology Co L	No change 15,000	$155,250,000	0.70%
Arya Sciences Acqu Corp Iv	0.11% 13,147	$150,993,000	0.68%
Bukit Jalil Gbl Acquisition	Closed 13,740	$144,271,000
Bynordic Acquisition Corp	Opened 11,886	$134,198,000	0.61%
Prairie Oper Co	Opened 11,758	$126,751,000	0.57%
Omniq Corp	Closed 224,207	$119,951,000
Petvivo Hldgs Inc	Closed 111,100	$118,877,000
Aerovate Therapeutics Inc	Opened 67,449	$111,291,000	0.50%
Bowen Acquisition Corp	No change 10,000	$105,500,000	0.48%
Aileron Therapeutics Inc	Opened 31,354	$86,224,000	0.39%
Perfect Moment Ltd	Closed 20,000	$71,600,000
Optimumbank Holdings Inc.	Closed 15,557	$66,740,000
Gain Therapeutics Inc	Opened 51,600	$65,532,000	0.30%
Azitra Inc	Closed 300,501	$61,753,000
Nuvve Holding Corp	Closed 55,280	$60,808,000
Carmell Corporation	Opened 45,000	$59,850,000	0.27%
Kwesst Micro Systems Inc	Opened 112,300	$51,984,000	0.23%
Elicio Therapeutics Inc	Opened 11,801	$48,502,000	0.22%
Scorpius Holdings Inc	Closed 283,040	$45,852,000
Duos Technologies Group, Inc.	Opened 12,584	$35,990,000	0.16%
Hnr Acquisition Corp	Opened 13,750	$35,063,000	0.16%
Silynxcom Ltd	Closed 10,000	$34,100,000
Apptech Pmts Corp	Closed 35,000	$33,600,000
Tivic Health Systems Inc	Opened 80,000	$31,200,000	0.14%
Kindly Md Inc	Opened 11,000	$30,250,000	0.14%
Lilium N V	Opened 33,500	$26,633,000	0.12%
Draganfly Inc.	Closed 139,568	$26,462,000
Genelux Corporation	Opened 10,000	$20,000,000	0.09%
Accelerate Diagnostics Inc	Closed 20,000	$19,800,000
Foresight Autonomous Hldgs L	Closed 17,000	$18,190,000
Vbi Vaccines Inc Cda	66.67% 25,000	$16,748,000	0.08%
Zentek Ltd	Opened 12,000	$16,680,000	0.08%
Strong Global Entmt Inc	Closed 10,399	$15,287,000
Soligenix Inc	Closed 24,500	$14,700,000
Fundamental Global Inc	32.30% 12,928	$12,210,000	0.06%
Cemtrex Inc.	Opened 48,500	$10,670,000	0.05%
Oragenics Inc	80.01% 10,002	$10,402,000	0.05%
Virpax Pharmaceuticals Inc	Opened 20,000	$10,346,000	0.05%
Bluejay Diagnostics Inc	Opened 12,500	$8,740,000	0.04%
Apollomics Inc	Closed 10,026	$7,319,000
Inuvo Inc	No change 20,000	$5,138,000	0.02%
Tharimmune Inc	Closed 10,002	$4,303,000
Netcapital Inc	Closed 25,000	$3,143,000
No transactions found
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