Lucia Wealth Services 13F annual report
Lucia Wealth Services is an investment fund managing more than $371 million ran by Viktoria Palermo. There are currently 143 companies in Mrs. Palermo’s portfolio. The largest investments include Johnson & Johnson and Microsoft, together worth $47.3 million.
$371 million Assets Under Management (AUM)
As of 7th October 2020, Lucia Wealth Services’s top holding is 183,098 shares of Johnson & Johnson currently worth over $25.7 million and making up 6.9% of the portfolio value.
Relative to the number of outstanding shares of Johnson & Johnson, Lucia Wealth Services owns more than approximately 0.1% of the company.
In addition, the fund holds 105,748 shares of Microsoft worth $21.5 million, whose value grew 28.3% in the past six months.
The third-largest holding is Apple worth $19.9 million and the next is Broadridge Finl Solutions In worth $19.4 million, with 153,344 shares owned.
Currently, Lucia Wealth Services's portfolio is worth at least $371 million. The total portfolio value may be much higher due to cash
assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.
Careers at Lucia Wealth Services
The Lucia Wealth Services office and employees reside in San Diego, California. According to the last 13-F report filed with the SEC, Viktoria Palermo serves as the Chief Compliance Officer at Lucia Wealth Services.
Recent trades
In the most recent 13F filing, Lucia Wealth Services revealed that it had opened a new position in
Kellogg Co and bought 161,520 shares worth $10.7 million.
This means they effectively own approximately 0.1% of the company.
Kellogg Co makes up
19.0%
of the fund's Consumer Staples sector allocation and has grown its share price by 7.1% in the past year.
The investment fund also strengthened its position in Johnson & Johnson by buying
22,564 additional shares.
This makes their stake in Johnson & Johnson total 183,098 shares worth $25.7 million.
Johnson & Johnson soared 13.5% in the past year.
On the other hand, there are companies that Lucia Wealth Services is getting rid of from its portfolio.
Lucia Wealth Services closed its position in Kraneshares Tr on 29th July 2020.
It sold the previously owned 213,782 shares for $9.68 million.
Viktoria Palermo also disclosed a decreased stake in Viacomcbs Inc by approximately 0.1%.
This leaves the value of the investment at $15.8 million and 675,509 shares.
One of the average hedge funds
The two most similar investment funds to Lucia Wealth Services are Institutional Venture Management Xvi and Community Bank System, Inc. They manage $371 million and $371 million respectively.
Viktoria Palermo investment strategy
Lucia Wealth Services’s portfolio is diversified across 13 sectors.
Currently, their heaviest sector is Consumer Staples — making up 15.1% of
the total portfolio value.
The fund focuses on investments in the United States as
50.3% of the portfolio companies
are based in the United States.
The majority of the companies in the fund’s portfolio are large-cap stocks.
Stocks with a size of more than $10 billion in market cap make up
50% of the total holdings value.
On the other hand, small-cap stocks make up only 2.1% of the portfolio.
The average market cap of the portfolio companies is close to $184 billion.
The complete list of Lucia Wealth Services trades based on 13F SEC filings
These positions were updated on July 29th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.
| Security | Shares Owned | Value | Allocation |
|---|---|---|---|
| Johnson & Johnson |
14.06%
183,098
|
$25,749,000 | 6.94% |
| Microsoft Corp. |
9.98%
105,748
|
$21,521,000 | 5.80% |
| Apple, Inc. |
13.43%
54,669
|
$19,943,000 | 5.37% |
| Broadridge Finl Solutions In |
13.29%
153,344
|
$19,350,000 | 5.21% |
| Merck & Co., Inc. |
11.00%
205,702
|
$15,907,000 | 4.29% |
| Viacomcbs Inc |
2.69%
675,509
|
$15,753,000 | 4.24% |
| Kimberly-Clark Corp. |
14.06%
107,741
|
$15,229,000 | 4.10% |
| First Tr Exch Traded Fd Iii |
11.04%
560,141
|
$14,239,000 | 3.84% |
| Alphabet, Inc. |
14.43%
9,918
|
$14,020,000 | 3.78% |
| The Hershey Co. |
17.77%
93,967
|
$12,180,000 | 3.28% |
| Automatic Data Processing In |
6.22%
75,891
|
$11,299,000 | 3.04% |
| The Clorox Co. |
8.36%
48,809
|
$10,707,000 | 2.88% |
| Kellogg Co. |
Opened
161,520
|
$10,670,000 | 2.87% |
| Kraneshares Tr |
Closed
213,782
|
$9,678,000 | |
| International Business Machs |
13.20%
69,635
|
$8,410,000 | 2.27% |
| Invesco Actively Managed Etf |
0.50%
321,850
|
$7,921,000 | 2.13% |
| Spdr Ser Tr |
54.38%
878,534
|
$33,987,000 | 9.16% |
| McCormick & Co., Inc. |
10.56%
34,630
|
$6,213,000 | 1.67% |
| Ssga Active Etf Tr |
142.58%
135,339
|
$8,399,000 | 2.26% |
| Vanguard Index Fds |
5.79%
28,773
|
$4,828,000 | 1.30% |
| First Tr Value Line Divid In |
45.11%
103,665
|
$3,143,000 | 0.85% |
| First Tr Exchange-traded Fd |
91.74%
115,714
|
$4,191,000 | 1.13% |
| First Tr Exchange Traded Fd |
Opened
40,474
|
$3,015,000 | 0.81% |
| First Trust Lrgcp Gwt Alphad |
128.06%
38,479
|
$2,948,000 | 0.79% |
| Spdr Index Shs Fds |
76.29%
192,825
|
$5,804,000 | 1.56% |
| Crown Castle Intl Corp New |
17.11%
15,362
|
$2,571,000 | 0.69% |
| First Tr Exchange-traded Alp |
284.24%
59,134
|
$2,508,000 | 0.68% |
| Ishares Tr |
Closed
103,085
|
$3,562,000 | |
| Vanguard Specialized Funds |
7.61%
20,270
|
$2,375,000 | 0.64% |
| Spdr Ser Tr |
Closed
96,111
|
$3,313,000 | |
| Spdr S&p 500 Etf Tr |
9.48%
6,076
|
$1,874,000 | 0.50% |
| Bristol Myers Squibb Co. |
1.91%
31,788
|
$1,869,000 | 0.50% |
| Adobe, Inc. |
15.77%
4,288
|
$1,867,000 | 0.50% |
| CyberArk Software Ltd. |
2.14%
17,161
|
$1,704,000 | 0.46% |
| Reality Shs Etf Tr |
Closed
105,400
|
$2,448,000 | |
| ICON plc |
16.29%
9,601
|
$1,617,000 | 0.44% |
| Applied Matls Inc |
4.90%
26,481
|
$1,601,000 | 0.43% |
| Take-two Interactive Softwar |
3.17%
11,382
|
$1,589,000 | 0.43% |
| Facebook, Inc. |
13.87%
6,828
|
$1,550,000 | 0.42% |
| Berkshire Hathaway Inc. |
17.59%
8,570
|
$2,866,000 | 0.77% |
| Ishares Inc |
Closed
44,483
|
$1,528,000 | |
| PayPal Holdings, Inc. |
6.24%
8,356
|
$1,456,000 | 0.39% |
| salesforce.com, inc. |
16.09%
7,525
|
$1,410,000 | 0.38% |
| Lowes Cos Inc |
5.87%
9,522
|
$1,287,000 | 0.35% |
| Akamai Technologies, Inc. |
7.37%
11,113
|
$1,190,000 | 0.32% |
| Zynga, Inc. |
10.22%
121,840
|
$1,162,000 | 0.31% |
| Alibaba Group Hldg Ltd |
24.77%
5,364
|
$1,157,000 | 0.31% |
| Accenture Plc Ireland |
0.09%
5,305
|
$1,139,000 | 0.31% |
| Incyte Corp. |
17.08%
10,836
|
$1,127,000 | 0.30% |
| Vertex Pharmaceuticals, Inc. |
1.47%
3,794
|
$1,101,000 | 0.30% |
| Cerner Corp. |
5.05%
15,851
|
$1,087,000 | 0.29% |
| AbbVie, Inc. |
8.01%
10,999
|
$1,080,000 | 0.29% |
| United Parcel Service, Inc. |
1.47%
9,395
|
$1,045,000 | 0.28% |
| Fiserv, Inc. |
34.00%
10,286
|
$1,004,000 | 0.27% |
| IQVIA Holdings, Inc. |
12.12%
6,947
|
$986,000 | 0.27% |
| Yandex N V |
0.40%
19,609
|
$981,000 | 0.26% |
| Chubb Limited |
Opened
7,692
|
$974,000 | 0.26% |
| Medtronic Plc |
55.70%
10,194
|
$935,000 | 0.25% |
| The Home Depot, Inc. |
8.72%
3,655
|
$916,000 | 0.25% |
| lululemon athletica, Inc. |
6.94%
2,929
|
$914,000 | 0.25% |
| Novo-nordisk A S |
Opened
13,888
|
$909,000 | 0.24% |
| Lockheed Martin Corp. |
9.50%
2,487
|
$908,000 | 0.24% |
| Aon Plc |
Opened
4,675
|
$900,000 | 0.24% |
| HUYA, Inc. |
Closed
51,955
|
$881,000 | |
| Intel Corp. |
24.19%
14,628
|
$875,000 | 0.24% |
| S&P Global, Inc. |
2.95%
2,563
|
$844,000 | 0.23% |
| Ishares Tr |
75.23%
27,395
|
$2,013,000 | 0.54% |
| Schwab Strategic Tr |
Closed
14,344
|
$825,000 | |
| Abbott Labs |
4.43%
8,932
|
$817,000 | 0.22% |
| Goldman Sachs Etf Tr |
No change
12,880
|
$806,000 | 0.22% |
| Comcast Corp New |
2.59%
20,394
|
$795,000 | 0.21% |
| Disney Walt Co |
33.55%
6,850
|
$764,000 | 0.21% |
| Principal Financial Group In |
3.02%
18,058
|
$750,000 | 0.20% |
| First Tr Exchange Traded Alp |
Closed
47,105
|
$1,161,000 | |
| Amazon.com, Inc. |
0.37%
268
|
$739,000 | 0.20% |
| NetEase, Inc. |
7.53%
1,706
|
$733,000 | 0.20% |
| Texas Instrs Inc |
Closed
7,327
|
$732,000 | |
| Intercontinental Exchange In |
2.02%
7,969
|
$730,000 | 0.20% |
| Aflac, Inc. |
1.41%
20,190
|
$727,000 | 0.20% |
| Skyworks Solutions, Inc. |
10.66%
5,464
|
$699,000 | 0.19% |
| Analog Devices, Inc. |
Opened
5,692
|
$698,000 | 0.19% |
| Digital Rlty Tr Inc |
1.38%
4,858
|
$690,000 | 0.19% |
| KKR & Co., Inc. |
2.36%
22,062
|
$681,000 | 0.18% |
| Intuit, Inc. |
4.69%
2,296
|
$680,000 | 0.18% |
| Target Corp. |
7.83%
5,648
|
$677,000 | 0.18% |
| The TJX Cos., Inc. |
4.24%
13,052
|
$660,000 | 0.18% |
| Broadcom, Inc. |
23.90%
2,035
|
$642,000 | 0.17% |
| Select Sector Spdr Tr |
0.96%
21,121
|
$1,381,000 | 0.37% |
| Northrop Grumman Corp. |
1.52%
2,070
|
$636,000 | 0.17% |
| Chipotle Mexican Grill, Inc. |
18.72%
573
|
$603,000 | 0.16% |
| Aon Plc |
Closed
3,475
|
$574,000 | |
| NextEra Energy, Inc. |
1.39%
2,345
|
$563,000 | 0.15% |
| Visa, Inc. |
No change
2,916
|
$563,000 | 0.15% |
| QUALCOMM, Inc. |
1.27%
5,029
|
$459,000 | 0.12% |
| Vaneck Vectors Etf Tr |
Closed
26,972
|
$445,000 | |
| Union Pac Corp |
2.12%
2,406
|
$407,000 | 0.11% |
| Vanguard Tax-managed Fds |
3.26%
10,322
|
$400,000 | 0.11% |
| Honeywell International, Inc. |
2.93%
2,672
|
$386,000 | 0.10% |
| The Coca-Cola Co. |
2.27%
8,612
|
$385,000 | 0.10% |
| Global X Fds |
Closed
110,629
|
$348,000 | |
| Wisdomtree Tr |
No change
11,400
|
$323,000 | 0.09% |
| Vanguard Scottsdale Fds |
85.91%
12,283
|
$833,000 | 0.22% |
| Lilly Eli & Co |
0.11%
1,871
|
$307,000 | 0.08% |
| Exxon Mobil Corp. |
No change
6,434
|
$288,000 | 0.08% |
| United Technologies Corp |
Closed
2,968
|
$280,000 | |
| Vanguard Intl Equity Index F |
3.04%
6,528
|
$259,000 | 0.07% |
| Cisco Sys Inc |
35.12%
5,009
|
$234,000 | 0.06% |
| Schwab Strategic Tr |
Opened
3,026
|
$224,000 | 0.06% |
| JPMorgan Chase & Co. |
11.91%
2,245
|
$211,000 | 0.06% |
| Raytheon Technologies Corp. |
Opened
3,262
|
$201,000 | 0.05% |
| UnitedHealth Group, Inc. |
3.06%
666
|
$196,000 | 0.05% |
| Ulta Beauty, Inc. |
Opened
845
|
$172,000 | 0.05% |
| Starbucks Corp. |
43.04%
2,303
|
$169,000 | 0.05% |
| SciPlay Corporation |
2.35%
10,988
|
$163,000 | 0.04% |
| FS KKR Capital Corp. |
Opened
11,504
|
$161,000 | 0.04% |
| Mcdonalds Corp |
32.52%
819
|
$151,000 | 0.04% |
| Spdr Gold Tr |
10.31%
870
|
$146,000 | 0.04% |
| Amgen, Inc. |
Opened
587
|
$138,000 | 0.04% |
| FS KKR Capital Corp. |
Closed
45,037
|
$135,000 | |
| Wells Fargo Co New |
No change
4,784
|
$122,000 | 0.03% |
| Chevron Corp. |
8.79%
1,362
|
$122,000 | 0.03% |
| Pfizer Inc. |
No change
3,221
|
$105,000 | 0.03% |
| Vanguard Charlotte Fds |
8.97%
1,689
|
$98,000 | 0.03% |
| Goldman Sachs BDC, Inc. |
No change
6,000
|
$97,000 | 0.03% |
| Flexshares Tr |
No change
2,300
|
$97,000 | 0.03% |
| Sempra Energy |
32.95%
815
|
$96,000 | 0.03% |
| AT&T, Inc. |
9.05%
3,016
|
$91,000 | 0.02% |
| Verizon Communications, Inc. |
5.93%
1,644
|
$91,000 | 0.02% |
| Walmart, Inc. |
14.62%
745
|
$89,000 | 0.02% |
| Wp Carey Inc |
20.49%
1,242
|
$84,000 | 0.02% |
| Ventas, Inc. |
Opened
2,200
|
$81,000 | 0.02% |
| The Boeing Co. |
0.52%
383
|
$70,000 | 0.02% |
| 3M Co. |
No change
417
|
$65,000 | 0.02% |
| Realty Income Corp. |
No change
1,070
|
$64,000 | 0.02% |
| Preferred Apt Cmntys Inc |
No change
8,090
|
$61,000 | 0.02% |
| American Fin Tr Inc |
37.42%
7,591
|
$60,000 | 0.02% |
| Nuveen Pfd & Incm Securties |
No change
7,000
|
$59,000 | 0.02% |
| Costco Whsl Corp New |
No change
174
|
$53,000 | 0.01% |
| Altria Group, Inc. |
23.88%
1,275
|
$50,000 | 0.01% |
| Invesco Exch Traded Fd Tr Ii |
No change
3,500
|
$49,000 | 0.01% |
| Liberty All Star Equity Fd |
No change
8,635
|
$49,000 | 0.01% |
| The Southern Co. |
No change
910
|
$47,000 | 0.01% |
| American Elec Pwr Co Inc |
No change
509
|
$41,000 | 0.01% |
| Vanguard Whitehall Fds |
208.82%
525
|
$41,000 | 0.01% |
| Global Net Lease, Inc. |
No change
1,959
|
$33,000 | 0.01% |
| Netflix, Inc. |
Closed
85
|
$32,000 | |
| Xilinx, Inc. |
Closed
400
|
$31,000 | |
| Pepsico Inc |
41.06%
211
|
$28,000 | 0.01% |
| Procter And Gamble Co |
No change
236
|
$28,000 | 0.01% |
| Ishares Gold Trust |
98.94%
1,262
|
$21,000 | 0.01% |
| NVIDIA Corp. |
Opened
47
|
$18,000 | 0.00% |
| GlaxoSmithKline Plc |
No change
386
|
$16,000 | 0.00% |
| Molson Coors Beverage Co. |
19.49%
413
|
$14,000 | 0.00% |
| Ecolab, Inc. |
Opened
65
|
$13,000 | 0.00% |
| Healthcare Tr Amer Inc |
Closed
500
|
$12,000 | |
| Ishares Silver Tr |
41.97%
553
|
$9,000 | 0.00% |
| Rockwell Automation, Inc. |
No change
36
|
$8,000 | 0.00% |
| Colony Cr Real Estate Inc |
No change
852
|
$6,000 | 0.00% |
| Alps Etf Tr |
Closed
1,663
|
$6,000 | |
| Nuveen Ca Qualty Mun Income |
No change
205
|
$3,000 | 0.00% |
| General Electric Co. |
No change
410
|
$3,000 | 0.00% |
| VEREIT, Inc. |
Closed
415
|
$2,000 | |
| No transactions found | |||
| Showing first 500 out of 162 holdings | |||
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