Raylor Investments LLC (Greenwich)

Name: Raylor Investments LLC
Address: 35 Mason Street, 4 Th Floor, Greenwich, CT, 06830
Telephone: 203-742-5450

Raylor Investments LLC is a large advisory firm based in Greenwich. It manages $90.22 million of regulatory assets for 128 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.

Raylor Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Raylor Investments: assets under management

The assets under management (AUM) of Raylor Investments LLC is $90.22 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 979% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $90.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $704.86 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 91% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in non-exchange traded securities form 4% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Raylor Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Raylor Investments serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Raylor Investments is individuals with 70 clients and $51.72 million of assets under management. Among the 9 most similar advisory firms, Raylor Investments has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $82.36 million for 122 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Raylor Investments doesn't advise any private funds.

Careers at Raylor Investments LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Todd Rogers	President & chief compliance officer	1 Jan 2006	Other	4309818
Lauris Stefans Lambergs	Principal	1 Dec 2009	Other	4001420
Raylor Asset Management Group Llc	Member	1 Aug 2011	75% - 100%	45-2878493
Irene Anne Mays	Chief compliance officer	1 Aug 2011	Other	5977253
John R Annicelli	Managing partner	1 Aug 2011	25% - 50%	2099918
Daman Hart	Managing partner	1 Aug 2011	25% - 50%	2057066

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Todd Rogers	President	1 Dec 2004	75% - 100%	4309818
Llc Raylign Advisory	Member	1 Jan 2006	50% - 75%	135305
Damon Lane Hart	Managing partner	1 Aug 2011	25% - 50%	2057066
Damon Hart	Managing partner	1 Aug 2011	25% - 50%	2057066

Based in Greenwich

The principal office where Raylor Investments LLC performs its advisory services is located at 35 Mason Street, 4 Th Floor, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-742-5450 or by fax 203-702-5472. The normal business hours are 8:30am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at raylorinvestments.com.