Dblaine Capital, LLC (Buffalo)

Name: Dblaine Capital, LLC
Address: 806 Harvest Trail, Buffalo, MN, 55313
Telephone: 763-684-1555

Dblaine Capital, LLC is an adviser based in Buffalo. It manages $2.94 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Minnesota and Texas.

Dblaine Capital provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dblaine Capital: assets under management

The assets under management (AUM) of Dblaine Capital, LLC is $2.94 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $587.05 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dblaine Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dblaine Capital, LLC

David Dwain Jones joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Blaine Welliver	Chief executive officer / chief investment officer / chief compliance officer / manager	1 Jan 2005	Other	1180771
Douglass Edward Coy	Member	1 Jan 2005	Other	5470589
Forrest Judson Welliver Trust U/A	Member	1 Jan 2005	25% - 50%	25-6866805
Hannah Blaine Welliver Trust U/A	Member	1 Jan 2005	25% - 50%	25-6866806
David Wyatt Yeager	Member	1 Jan 2005	Other	5470590
Anthony John Hertl	Chief financial officer / member	1 May 2005	Other	1138298
David Dwain Jones	Chief compliance officer	1 Feb 2010	Other	2761758
Mark Steven Hengesteg	Chief executive officer/director of marketing	1 Nov 2010	Other	1049096

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas R Westle	Trustee	1 Jan 2005	Other	1206079
Thomas Ralph Westle	Trustee	1 Jan 2005	Other	1206079

Based in Buffalo

The principal office where Dblaine Capital, LLC performs its advisory services is located at 806 Harvest Trail, Buffalo, MN 55313, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 763-684-1555 or by fax 612-605-0405. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at www.dblaine.com.