Northwest Quadrant, LLC (Bend)

Name: Northwest Quadrant, LLC
Address: 63088 Ne 18 Th Street, Bend, OR, 97701
Telephone: (541) 388-9888

Northwest Quadrant, LLC is a large advisory firm based in Bend. It manages $248.8 million of regulatory assets for 1,627 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alaska, Arizona, California, and 7 other states.

Northwest Quadrant provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northwest Quadrant: assets under management

The assets under management (AUM) of Northwest Quadrant, LLC is $248.8 million. The firm's AUM has grown by 158% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $246.87 million in discretionary accounts and $1.93 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $151.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $962.65 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 57% of the total AUM. The second-largest asset type is investment and business development companies, which make up 35% of the firm’s portfolio. Investments in government bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northwest Quadrant, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Northwest Quadrant serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Northwest Quadrant is high net worth individuals with 207 clients and $130.35 million of assets under management. Among the 9 most similar advisory firms, Northwest Quadrant has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $248.29 million for 1,623 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Northwest Quadrant doesn't advise any private funds.

Careers at Northwest Quadrant, LLC

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tyler Coughlin Simones	Managing member and chief compliance officer	1 Jul 2011	50% - 75%	4088925
Arnold Troy Reinhart	Managing member	1 Jul 2011	50% - 75%	4749859
Robert Josh Fenili	Managing member	1 Jul 2019	Other	6394941

Based in Bend

The principal office where Northwest Quadrant, LLC performs its advisory services is located at 63088 Ne 18 Th Street, Bend, OR 97701, which is also the mailing address of the firm. An additional office of the firm is in John Day, OR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (541) 388-9888 or by fax (541) 388-3492. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at financialfocusradio.com.