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Pym Waltman Capital, LLC (Knoxville)


Pym Waltman Capital, LLC is a large advisory firm based in Knoxville. It manages $134.94 million of regulatory assets for 544 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida, Indiana, and Tennessee.




Pym Waltman Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pym Waltman Capital: assets under management

The assets under management (AUM) of Pym Waltman Capital, LLC is $134.94 million. The firm's AUM has grown by 151% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $68.19 million in discretionary accounts and $66.75 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $154.27 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $654.41 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pym Waltman Capital, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
George Gregory Gilbert Shareholder 1 Jan 1984 25% - 50% 5065037

Based in Knoxville

The principal office where Pym Waltman Capital, LLC performs its advisory services is located at 2076 Lakeside Centre Way, Knoxville, TN 37922, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 865-693-6301 or by fax 865-693-6302. The normal business hours are 8am - 5pm on Monday - Friday.


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