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Gartmore Investment Limited (London)


Gartmore Investment Limited is a large advisory firm based in London. It manages $11.74 billion of regulatory assets for 68 client accounts. It has been registered with the SEC as an adviser since 2005.

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Gartmore Investment Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gartmore Investment Limited: assets under management

The assets under management (AUM) of Gartmore Investment Limited is $11.74 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $11.74 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $172.62 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gartmore Investment Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gartmore Investment Limited

Dominic Michael Joseph Rossi has served as the Chief Investment Officer since 1 Nov 2008. Brian David Rowe joined the executive team most recently as the Chief Compliance Officer, Global Head Of Compliance.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Gartmore Investment Management Plc Shareholder 1 Jul 1980 75% - 100% 953703
Gartmore Investment Management Limited Shareholder 1 Jul 1980 75% - 100% 953703
Roger Bartley Director and global cio, fixed income 1 Sep 1996 Other 4939469
Paul James Hondros Director and group ceo 1 May 2000 Other 1069884
Jonathan Thornton Head of uk equities desk 1 Jan 2002 Other 5068093
Neil Rogan Head of global equities desk 1 Jan 2002 Other 5068096
Philip Richard Ehrmann Head of emerging markets desk 1 Jan 2002 Other 1031114
Paul William Feeney Director and head of european retail and bancassurance 1 Feb 2002 Other 5068085
Stephen Ransford Jones Head of european equities desk 1 Apr 2002 Other 5068089
Kevin Stephen Crossett Global general counsel 1 Jan 2004 Other 4320461
Charles Beazley Director and head of global institutional and alternatives 1 Apr 2004 Other 4938575
Young Duchung Chin Director and cio, us & japan equities and ceo, gartmore us 1 Jan 2005 Other 2882677
Thomas Michael Sipp Group coo, investment division 1 Jan 2005 Other 2407526
Keith Andrew Starling Group controller 1 Jan 2005 Other 5068099
Jeffrey Stuart Meyer President and ceo, gartmore ex us 1 Jun 2005 Other 1259541
Leslie Allan Aitkenhead Director and chief operating officer, gartmore ex us 1 Jul 2005 Other 5060516
Simon Martin General counsel, ex us 1 Sep 2005 Other 5068087
Dean Leonard Clarke Company secretary 1 Sep 2005 Other 5118006
Keith Andrew Starling Chief financial officer 1 Sep 2005 Other 5068099
Malcolm Biggart Chief compliance officer 1 Oct 2005 Other 5068101
Mary Eileen Kennedy Executive vice president and global cfo 1 Nov 2005 Other 4838085
Stephen Frederick Elkins Chief compliance officer 1 Jul 2007 Other 5287519
Phillip Wagstafff Global head of distribution 1 Oct 2007 Other 5511767
Phillip Wagstaff Global head of distribution 1 Oct 2007 Other 5511767
William Lindsay Mcgowan General counsel 1 Jun 2008 Other 5164194
Dominic Michael Joseph Rossi Chief investment officer 1 Nov 2008 Other 5619985
David Antony Francis Head of operations 1 Jul 2009 Other 5709673
William Lindsay Mcgowan Chief compliance officer 1 Sep 2009 Other 5164194
David Gordon Young Chief compliance officer 1 Aug 2010 Other 5837188
Jonathan Simon Bloom General counsel 1 Sep 2010 Other 5853891
Brian David Rowe Chief compliance officer, global head of compliance 1 Apr 2011 Other 4742082
Andrew James Formica Chief executive office 1 Apr 2011 Other 5643802
Shirley Garrood Chief financial officer 1 Apr 2011 Other 4649572
James Nicholas Barnard Darkins Managing director, global property 1 Apr 2011 Other 4463757
Andrew John Boorman Managing director, human resources 1 Apr 2011 Other 5919317
Alan Hardgrave Chief operating officer 1 Apr 2011 Other 5919320
David Joseph Jacob Chief investment officer 1 Apr 2011 Other 4781536

Indirect Owners

The SEC currently registers 38 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nationwide Mutual Insurance Company Shareholder 1 Jan 1947 75% - 100% 31-4177100
Asset Management Holdings Plc Shareholder 1 Jul 1990 75% - 100% 2476284
Nationwide Uk Holding Company Limited Shareholder 1 May 2000 75% - 100% 4003984
Gartmore Group Limited Shareholder 1 May 2000 75% - 100% 4003984
Nationwide Asset Mangement Holdings Limited Shareholder 1 Aug 2000 75% - 100% 3933354
Gartmore Global Asset Management Trust Shareholder 1 Aug 2000 75% - 100% 109364
Nationwide Corporation Shareholder 1 Aug 2002 75% - 100% 31-4416546
Oxford Acquisition Iii Limited Shareholder 1 Sep 2006 75% - 100% 5819589
Oxford Acquisition I Limited Shareholder 1 Sep 2006 75% - 100% 5882959
Oxford Acquistion 0 Limited Shareholder 1 Sep 2006 75% - 100% 5819563
L.P. Oxford Partners (Uk) Shareholder 1 Sep 2006 75% - 100% lp011599
L.P. Oxford Partners Partner 1 Sep 2006 Other wk-17454
Oxford Partners G.P. Ltd General partner 1 Sep 2006 Other wk-167802
Hellman & Friedman Acquisition I Limited Partner 1 Sep 2006 Other wk-173884
Oxford Optionco Limited Partner 1 Sep 2006 Other wk-169995
Oxford Optionco 0 Limited Shareholder 1 Sep 2006 75% - 100% wk-174312
L.P. Hfcp V (Cayman) Shareholder 1 Sep 2006 75% - 100% wk-15237
Oxford Acquisition 0 Limited Shareholder 1 Sep 2006 75% - 100% 5819563
Oxford Acquisition Iii Limited Shareholder 1 Dec 2006 75% - 100% 5819589
H&F Gartmore (Cayman) L.P. Shareholder 1 Jan 2007 75% - 100% wk-18137
H&F Gartmore (Cayman Associates) L.P. Shareholder 1 Jan 2007 75% - 100% wk-18138
H&F Gartmore (Cayman Parallel) L.P. Shareholder 1 Jan 2007 75% - 100% wk-18139
H&F Gartmore (Cayman Investors) L.P. Partner 1 Jan 2007 Other wk-18135
H&F Gartmore (Cayman Corporate) Limited General partner 1 Jan 2007 75% - 100% wk-174764
Universal Cayman Holding Limited Shareholder 1 Jan 2007 75% - 100% wk-146329
Hellman & Friedman Investors V (Cayman) Limited Shareholder 1 Jan 2007 75% - 100% wk-141931
Hellman & Freidman Acquisition Ii Limited Partner 1 Jan 2007 Other wk-176104
Hellman & Friedman Acquisition 111 Limited Shareholder 1 May 2007 75% - 100% wk-184399
Oxford Partners Lp Shareholder 1 May 2007 75% - 100% wk-17454
Oxford Partners G.P. Limited General partner 1 May 2007 75% - 100% wk-167802
Hellman & Friedman Acquisition Iii Limited Shareholder 1 May 2007 75% - 100% wk-184399
Gartmore Group Limited Shareholder 1 May 2007 75% - 100% foreign
Henderson Holdings Group Limited Shareholder 1 Sep 2009 75% - 100% foreign
Henderson Global Group Limited Shareholder 1 Sep 2009 75% - 100% foreign
Henderson Group Plc Shareholder 1 Sep 2009 75% - 100% foreign
Gartmore Group Limited Shareholder 1 Dec 2009 75% - 100% foreign
Hgi Group Limited Shareholder 1 Jul 2010 75% - 100% foreign
Henderson Global Investors (Holdings) Limited Shareholder 1 Apr 2011 75% - 100% foreign

Based in London

The principal office where Gartmore Investment Limited performs its advisory services is located at 201 Bishopsgate, London, Ec2 M 3 Ae, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-20-7818-1818 or by fax 44-20-7818-7284. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.gartmore.com.


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