Cabezon Investment Group, LLC (San Francisco)


Cabezon Investment Group, LLC is a related adviser based in San Francisco. It manages $35.39 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of California.

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Cabezon Investment Group provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cabezon Investment Group: assets under management

The assets under management (AUM) of Cabezon Investment Group, LLC is $35.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $35.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $35.39 million each.

Investments

The firm invests in derivatives the most. They account for 84% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 16% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cabezon Investment Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Alana Ladah Aldag serves?

The only and largest group of clients of Alana Ladah Aldag is high net worth individuals with 1 clients and $35.39 million of assets under management. Among the 2 most similar advisory firms, Cabezon Investment Group has the highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $35.39 million for 1 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Cabezon Investment Group doesn't advise any private funds.

Careers at Cabezon Investment Group, LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Alana Ladah Aldag has been acting as President since 1 Feb 2011. Llc Figure Asset Management joined the executive team most recently as the Member.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Michael Scott Cagney Managing member 1 May 2007 50% - 75% 5103654
Kenneth (Nmn) Chan Chief compliance officer 1 May 2007 Other 5473838
Orpheus Trust Member 1 Feb 2008 Other 51-6555055
Pleiades Trust Member 1 Feb 2008 Other 51-6555054
Ronald Family Trust A Member 1 Feb 2008 Other 94-6615742
Alana Ladah Aldag President 1 Feb 2011 Other 4709781
Inc. Social Finance Owner 1 Aug 2016 75% - 100% 45-2499523
Llc Sutton Place Associates Member 1 Dec 2017 75% - 100% 94-3296406
William Gregg White Ceo and president 1 Jan 2018 Other 2748685
Llc Sutton Place Associates Member 1 Jan 2018 75% - 100% 94-3296406
Llc Figure Asset Management Member 1 Feb 2018 75% - 100% 82-4436339

Indirect Owners

The SEC currently registers 30 indirect owners.

Name Entity Date acquired Ownership Employer ID
Tewa Advisors Inc. Trustee 1 Dec 1988 Other 88-0254438
Llc Gft Trustee 1 Dec 1988 Other 88-0243513
Thomas Woodhouse Owner 1 May 1989 75% - 100% 5310762
Gordon Peter Getty Owner 1 Aug 1994 75% - 100% 4339269
Andrew Rork Getty Owner 1 Nov 1994 75% - 100% 5570962
Gordon Peter Getty Owner 1 Nov 1994 75% - 100% 5310842
John Gilbert Getty Owner 1 Nov 1994 75% - 100% 5570964
William Paul Getty Owner 1 Nov 1994 75% - 100% 5310839
Gordon Peter Getty Member 1 Mar 1998 75% - 100% 4339269
Christopher Ronald Getty Owner 1 Dec 2000 25% - 50% 2480148
Christina Therese Maercks Owner 1 Dec 2000 25% - 50% 5570971
Forsit Foundation Owner 1 Aug 2001 25% - 50% none
Stephanie Marie Waibel Owner 1 Aug 2001 75% - 100% 5570972
Panopex Foundation Owner 1 Mar 2003 25% - 50% none
Cecilia Getty Du Preez Owner 1 Mar 2003 75% - 100% 6030704
Nicolette Michelle Getty Owner 1 Jun 2004 75% - 100% 5570965
Kendalle Pauline Getty Owner 1 Jun 2004 75% - 100% 5570967
Alexandra Sarah Getty Owner 1 Jun 2004 75% - 100% 5570970
Inc. Broadway Investment Trustee 1 Jul 2004 Other 88-0328934
Inc. Gpg Investment Trustee 1 Jul 2004 Other 88-0328940
Inc. A. Rork Investment Trustee 1 Jul 2004 Other 88-0328943
Inc. Jg Investment Trustee 1 Jul 2004 Other 88-0328933
Inc. Wg Investment Trustee 1 Jul 2004 Other 88-0328942
Ng Investments Inc. Trustee 1 Jul 2004 Other 42-1633209
Kpg Investments Inc. Trustee 1 Jul 2004 Other 73-1711433
Asg Investments Inc. Trustee 1 Jul 2004 Other 73-1711438
Softbank Group Corp. Owner 1 Apr 2015 75% - 100% foreign entity
Softbank Group Capital Limited Owner 1 Jul 2015 25% - 50% foreign entity
Michael Scott Cagney Member 1 Jan 2018 25% - 50% 5103654
Inc. Figure Technologies Member 1 Feb 2018 75% - 100% 82-3999124

Based in San Francisco

The principal office where Cabezon Investment Group, LLC performs its advisory services is located at 650 California Street, San Francisco, CA 94108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 628-236-5823 or by fax 415-449-3462. The normal business hours are 6:30 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at cabezoninvest.com.